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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
First Trust Energy AlphaDEX Fund
FXN
$392M
| $560K | 0.03% |
33,939
+8,439
| +33% | +$133K |
|
552
State Street SPDR S&P Regional Banking ETF
KRE
$4.23B
| $558K | 0.03% |
10,050
+3,304
| +49% | +$162K |
|
|
RAI
553
DELISTED
Reynolds American Inc
RAI
| $558K | 0.03% |
9,956
-9,928
| -50% | -$527K |
|
554
Public Service Enterprise Group
PEG
$35.1B
| $557K | 0.03% |
12,694
-963
| -7% | -$40.2K |
|
555
Ryanair
RYAAY
$27.3B
| $557K | 0.03% |
+16,738
| New | +$527K |
|
556
Conagra Brands
CAG
$7.29B
| $556K | 0.03% |
14,065
-3,069
| -18% | -$115K |
|
|
MINI
557
DELISTED
Mobile Mini Inc
MINI
| $556K | 0.03% |
18,373
-685
| -4% | -$20.1K |
|
558
iShares International Select Dividend ETF
IDV
$8.55B
| $551K | 0.03% |
18,625
-1,483
| -7% | -$43.4K |
|
|
TWX
559
DELISTED
Time Warner Inc
TWX
| $551K | 0.03% |
5,705
+549
| +11% | +$48.9K |
|
560
iShares Latin America 40 ETF
ILF
$3.87B
| $550K | 0.03% |
+19,948
| New | +$573K |
|
561
CMS Energy
CMS
$20.7B
| $549K | 0.03% |
13,186
-607
| -4% | -$24.8K |
|
|
SWFT
562
DELISTED
Swift Transportation Company
SWFT
| $549K | 0.03% |
22,554
-557
| -2% | -$13K |
|
|
CHI
563
Calamos Convertible Opportunities and Income Fund
CHI
$973M
| $545K | 0.03% |
54,010
-23,407
| -30% | -$233K |
|
564
Extra Space Storage
EXR
$28.8B
| $544K | 0.03% |
+7,040
| New | +$518K |
|
565
Truist Financial
TFC
$59.2B
| $542K | 0.03% |
11,523
-6
| -0.1% | -$255 |
|
566
Dycom Industries
DY
$8.67B
| $541K | 0.03% |
6,743
-1,134
| -14% | -$91.8K |
|
567
Pentair
PNR
$9.01B
| $536K | 0.03% |
14,221
+180
| +1% | +$7.02K |
|
568
Olin
OLN
$1.94B
| $535K | 0.03% |
20,908
+2,037
| +11% | +$48.3K |
|
569
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
| $534K | 0.03% |
9,271
+646
| +7% | +$35.7K |
|
570
Cheniere Energy
LNG
$55.3B
| $529K | 0.03% |
12,780
-5,168
| -29% | -$209K |
|
571
Papa John's
PZZA
$665M
| $526K | 0.03% |
+6,147
| New | +$510K |
|
572
AGNC Investment
AGNC
$11.7B
| $524K | 0.03% |
28,903
+336
| +1% | +$6.37K |
|
573
Weyerhaeuser
WY
$15.7B
| $524K | 0.03% |
17,417
-57
| -0.3% | -$1.76K |
|
574
Vanguard Morningstar Large-Cap ETF
VV
$53.4B
| $523K | 0.03% |
5,111
-324
| -6% | -$32.4K |
|
575
iShares Morningstar US Equity ETF
ILCB
$1.28B
| $522K | 0.03% |
15,732
+148
| +0.9% | +$4.8K |
|
Similar funds
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FS
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TI
VIM
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CT
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.