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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
Cap. Flow
+$36.7M
Cap. Flow %
1.95%
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$10.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.98M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.46M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.41M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$4.58M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$7.18M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.63M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.21M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.41M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.03%
2 Technology 7.03%
3 Healthcare 6.36%
4 Financials 5.3%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMH
551
UMH Properties
UMH
$1.33B
$518K 0.03%
+43,497
New +$526K
SOHO
552
DELISTED
Sotherly Hotels
SOHO
$515K 0.03%
97,522
+338
+0.3% +$1.96K
ALL icon
553
Allstate
ALL
$64.4B
$514K 0.03%
7,436
-255
-3% -$17.6K
ZBH icon
554
Zimmer Biomet
ZBH
$18.5B
$514K 0.03%
4,069
-14,064
-78% -$1.74M
PCN
555
PIMCO Corporate & Income Strategy Fund
PCN
$853M
$512K 0.03%
33,400
-901
-3% -$13.9K
BME icon
556
BlackRock Health Sciences Trust
BME
$568M
$511K 0.03%
14,866
-3,601
-19% -$127K
HPQ icon
557
HP
HPQ
$29.5B
$510K 0.03%
32,831
-2,455
-7% -$35K
XLFS
558
DELISTED
Financial Services Select Sector SPDR Fund
XLFS
$510K 0.03%
+16,745
New +$505K
ACWX icon
559
iShares MSCI ACWI ex US ETF
ACWX
$12.2B
$509K 0.03%
12,267
-1,596
-12% -$64.9K
XBI icon
560
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$508K 0.03%
7,664
+2,940
+62% +$182K
CBOE icon
561
Cboe Global Markets
CBOE
$28.2B
$504K 0.03%
7,767
-779
-9% -$53.1K
FXL icon
562
First Trust Technology AlphaDEX Fund
FXL
$2.71B
$504K 0.03%
13,707
-1,440
-10% -$50.8K
ILCG icon
563
iShares Morningstar Growth ETF
ILCG
$3.08B
$502K 0.03%
20,590
+120
+0.6% +$2.92K
ORLY icon
564
O'Reilly Automotive
ORLY
$67.7B
$502K 0.03%
26,895
+2,595
+11% +$48.6K
ELV icon
565
Elevance Health
ELV
$89.5B
$500K 0.03%
3,991
+2,091
+110% +$270K
ILCB icon
566
iShares Morningstar US Equity ETF
ILCB
$1.28B
$500K 0.03%
15,584
– –
IFLN
567
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$297M
$500K 0.03%
26,474
+11,781
+80% +$220K
FDIS icon
568
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.6B
$498K 0.03%
+15,817
New +$500K
NSC icon
569
Norfolk Southern
NSC
$71.2B
$497K 0.03%
5,121
-990
-16% -$90.1K
SWFT
570
DELISTED
Swift Transportation Company
SWFT
$496K 0.03%
23,111
+904
+4% +$17.2K
EWC icon
571
iShares MSCI Canada ETF
EWC
$6.78B
$493K 0.03%
19,173
-1,671
-8% -$42.3K
PGF icon
572
Invesco Financial Preferred ETF
PGF
$642M
$493K 0.03%
25,877
+4,757
+23% +$91.6K
ABB
573
DELISTED
ABB Ltd
ABB
$493K 0.03%
21,901
+346
+2% +$7.42K
ETJ
574
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$546M
$489K 0.03%
51,810
+10,850
+26% +$105K
SIMO icon
575
Silicon Motion
SIMO
$8.18B
$489K 0.03%
9,444
+554
+6% +$28.9K
21 22
23
24 25

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2016 Portfolio in Review

As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

  • First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
  • First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
  • First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
  • First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.

Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.