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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Baxter International
BAX
$12.2B
| $521K | 0.03% |
15,765
-42,569
| -73% | -$1.61M |
|
|
ENDP
552
DELISTED
Endo International plc
ENDP
| $520K | 0.03% |
7,499
+286
| +4% | +$22.9K |
|
553
iShares Global Comm Services ETF
IXP
$469M
| $519K | 0.03% |
9,212
-120,692
| -93% | -$7.34M |
|
554
Jones Lang LaSalle
JLL
$15.7B
| $519K | 0.03% |
3,633
-258
| -7% | -$42.2K |
|
|
RAS
555
DELISTED
RAIT Financial Trust
RAS
| $518K | 0.03% |
104,753
-1,705
| -2% | -$9.35K |
|
556
NOV
NOV
$7.33B
| $515K | 0.03% |
13,488
-37,159
| -73% | -$1.52M |
|
|
EMBJ
557
Embraer S.A. ADS
EMBJ
$13.2B
| $512K | 0.03% |
19,850
+230
| +1% | +$6.26K |
|
558
iShares US Regional Banks ETF
IAT
$623M
| $508K | 0.03% |
15,192
-19,019
| -56% | -$676K |
|
559
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.3B
| $501K | 0.03% |
19,832
-8,498
| -30% | -$231K |
|
560
Weyerhaeuser
WY
$15.7B
| $499K | 0.03% |
18,454
-1,657
| -8% | -$48.9K |
|
561
J.M. Smucker
SJM
$13.2B
| $497K | 0.03% |
4,379
-875
| -17% | -$97.6K |
|
|
IGD
562
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$502M
| $495K | 0.03% |
71,256
-29
| -0% | -$221 |
|
563
Southwest Airlines
LUV
$19.2B
| $495K | 0.03% |
12,868
-105,209
| -89% | -$3.88M |
|
|
FUND
564
Sprott Focus Trust
FUND
$301M
| $494K | 0.03% |
83,772
+995
| +1% | +$6.43K |
|
565
PPG Industries
PPG
$23.3B
| $490K | 0.03% |
5,605
-118
| -2% | -$12K |
|
|
FAX
566
abrdn Asia-Pacific Income Fund
FAX
$570M
| $488K | 0.03% |
17,972
-24,272
| -57% | -$678K |
|
|
STI
567
DELISTED
SunTrust Banks, Inc.
STI
| $488K | 0.03% |
12,784
-364
| -3% | -$15.2K |
|
568
Simon Property Group
SPG
$65.7B
| $487K | 0.03% |
2,666
-21
| -0.8% | -$3.85K |
|
569
iShares Russell Mid-Cap Value ETF
IWS
$15B
| $483K | 0.03% |
7,239
-647
| -8% | -$46K |
|
570
iShares Short Maturity Bond ETF
NEAR
$5.15B
| $483K | 0.03% |
+9,675
| New | +$485K |
|
571
Hasbro
HAS
$12.6B
| $480K | 0.03% |
6,656
-503
| -7% | -$38.8K |
|
572
Intercontinental Exchange
ICE
$86.5B
| $479K | 0.03% |
10,155
+910
| +10% | +$42.1K |
|
573
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
| $472K | 0.03% |
+12,025
| New | +$492K |
|
574
iShares US Utilities ETF
IDU
$1.25B
| $469K | 0.03% |
8,714
-2,048
| -19% | -$110K |
|
575
Public Storage
PSA
$55.1B
| $466K | 0.03% |
2,239
+412
| +23% | +$83.9K |
|
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TI
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CT
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.