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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPAY icon
526
Amplify Mobile Payments ETF
IPAY
$169M
$872K 0.03%
17,487
-910
-5% -$43.3K
TTE icon
527
TotalEnergies
TTE
$201B
$872K 0.03%
15,777
-7,691
-33% -$407K
KXI icon
528
iShares Global Consumer Staples ETF
KXI
$1.07B
$864K 0.03%
15,497
+4,018
+35% +$219K
SCHP icon
529
Schwab US TIPS ETF
SCHP
$15.9B
$862K 0.03%
30,362
+586
+2% +$16.6K
IMCB icon
530
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$861K 0.03%
16,388
+892
+6% +$45.3K
ICE icon
531
Intercontinental Exchange
ICE
$86.5B
$858K 0.03%
9,295
+2,270
+32% +$211K
GVI icon
532
iShares Intermediate Government/Credit Bond ETF
GVI
$3.75B
$853K 0.03%
7,553
+264
+4% +$29.8K
STLD icon
533
Steel Dynamics
STLD
$34.1B
$848K 0.03%
24,857
+10,138
+69% +$324K
FISV
534
Fiserv Inc
FISV
$26.3B
$846K 0.03%
7,275
-244
-3% -$26.9K
ALXN
535
DELISTED
Alexion Pharmaceuticals
ALXN
$845K 0.03%
7,807
+4,812
+161% +$515K
DHR icon
536
Danaher
DHR
$146B
$843K 0.03%
6,175
+348
+6% +$44K
VTC icon
537
Vanguard Total Corporate Bond ETF
VTC
$1.68B
$840K 0.03%
+9,455
New +$835K
PPA icon
538
Invesco Aerospace & Defense ETF
PPA
$7.65B
$838K 0.03%
12,239
+318
+3% +$21.6K
SHW icon
539
Sherwin-Williams
SHW
$78B
$836K 0.03%
4,302
+465
+12% +$88.7K
ARKK icon
540
ARK Innovation ETF
ARKK
$6.41B
$833K 0.03%
16,510
+8,868
+116% +$412K
DEEF icon
541
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$55.6M
$833K 0.03%
28,917
-34,691
-55% -$972K
MINT icon
542
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
$831K 0.03%
8,187
+1,525
+23% +$155K
SWKS icon
543
Skyworks Solutions
SWKS
$12.9B
$831K 0.03%
6,867
-107
-2% -$10.5K
ADI icon
544
Analog Devices
ADI
$175B
$828K 0.03%
6,930
+97
+1% +$10.9K
FLQL icon
545
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.1B
$826K 0.03%
23,904
+2,204
+10% +$74.6K
IDU icon
546
iShares US Utilities ETF
IDU
$1.25B
$826K 0.03%
10,272
-846
-8% -$67.4K
PPG icon
547
PPG Industries
PPG
$23.3B
$826K 0.03%
6,200
-134
-2% -$17K
SPXB
548
DELISTED
ProShares S&P 500 Bond ETF
SPXB
$824K 0.03%
+9,321
New +$817K
IJS icon
549
iShares S&P Small-Cap 600 Value ETF
IJS
$7.97B
$817K 0.03%
10,166
-15,712
-61% -$1.22M
ITB icon
550
iShares US Home Construction ETF
ITB
$2.11B
$815K 0.03%
18,341
+9,446
+106% +$421K
20 21
22
23 24

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WAM
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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.