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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
CBRE Group
CBRE
$40.1B
| $815K | 0.03% |
15,417
-1,947
| -11% | -$102K |
|
527
Sanofi
SNY
$102B
| $815K | 0.03% |
17,580
+277
| +2% | +$11.9K |
|
528
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
| $813K | 0.03% |
16,411
-845
| -5% | -$42.1K |
|
529
Invesco Aerospace & Defense ETF
PPA
$7.65B
| $812K | 0.03% |
11,921
+673
| +6% | +$44.9K |
|
530
iShares Semiconductor ETF
SOXX
$42.9B
| $810K | 0.03% |
11,577
+1,908
| +20% | +$132K |
|
531
Vertex Pharmaceuticals
VRTX
$130B
| $800K | 0.03% |
4,698
+691
| +17% | +$122K |
|
532
iShares MSCI KLD 400 Social ETF
DSI
$5.37B
| $799K | 0.03% |
14,480
+542
| +4% | +$29.9K |
|
533
AllianceBernstein
AB
$3.3B
| $787K | 0.03% |
26,685
+6,132
| +30% | +$178K |
|
534
Palo Alto Networks
PANW
$307B
| $787K | 0.03% |
23,364
+4,674
| +25% | +$165K |
|
535
Gabelli Equity Trust
GAB
$1.82B
| $785K | 0.03% |
134,476
-3,434
| -2% | -$20.4K |
|
|
FRC
536
DELISTED
First Republic Bank
FRC
| $784K | 0.03% |
8,118
-264
| -3% | -$25K |
|
537
Baker Hughes
BKR
$55.9B
| $783K | 0.03% |
33,245
-7,247
| -18% | -$170K |
|
538
Becton Dickinson
BDX
$49.5B
| $781K | 0.03% |
3,150
+60
| +2% | +$14.8K |
|
|
K
539
DELISTED
Kellanova
K
| $778K | 0.03% |
12,774
-836
| -6% | -$47.8K |
|
|
FISV
540
Fiserv Inc
FISV
$26.3B
| $776K | 0.03% |
7,519
+4,910
| +188% | +$501K |
|
541
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
| $774K | 0.03% |
15,496
+340
| +2% | +$16.6K |
|
542
First Trust Consumer Staples AlphaDEX Fund
FXG
$219M
| $773K | 0.03% |
16,007
+351
| +2% | +$16.4K |
|
543
F5
FFIV
$24B
| $770K | 0.03% |
5,423
-1,043
| -16% | -$144K |
|
544
Analog Devices
ADI
$175B
| $765K | 0.03% |
6,833
-417
| -6% | -$47.2K |
|
545
Marathon Petroleum
MPC
$116B
| $761K | 0.03% |
12,602
+1,342
| +12% | +$70.7K |
|
546
Danaher
DHR
$146B
| $751K | 0.03% |
5,827
-421
| -7% | -$52.7K |
|
547
PPG Industries
PPG
$23.3B
| $751K | 0.03% |
6,334
+210
| +3% | +$24.2K |
|
548
Amplify Junior Silver Miners ETF
SILJ
$3.75B
| $751K | 0.03% |
80,201
+45,371
| +130% | +$454K |
|
549
EPR Properties
EPR
$4.37B
| $750K | 0.03% |
9,821
+1,098
| +13% | +$83.6K |
|
|
JPS
550
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $747K | 0.03% |
75,730
-3,465
| -4% | -$33.7K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.