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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.5%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.45% |
| 2 | Technology | 7.16% |
| 3 | Financials | 5.52% |
| 4 | Healthcare | 4.7% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
iShares US Utilities ETF
IDU
$1.25B
| $771K | 0.03% |
12,154
+3,980
| +49% | +$251K |
|
|
AET
527
DELISTED
Aetna Inc
AET
| $770K | 0.03% |
4,495
-340
| -7% | -$61.1K |
|
528
Regeneron Pharmaceuticals
REGN
$79.7B
| $767K | 0.03% |
2,235
+27
| +1% | +$9.39K |
|
529
Paychex
PAYX
$41.6B
| $765K | 0.03% |
12,417
-684
| -5% | -$45.2K |
|
530
iShares Core S&P US Value ETF
IUSV
$27.2B
| $762K | 0.03% |
14,329
+5,491
| +62% | +$304K |
|
|
ETJ
531
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$546M
| $760K | 0.03% |
85,096
-5,496
| -6% | -$51.4K |
|
|
CTXS
532
DELISTED
Citrix Systems Inc
CTXS
| $757K | 0.03% |
8,191
-438
| -5% | -$40.3K |
|
533
Bread Financial
BFH
$4.14B
| $756K | 0.03% |
4,467
+279
| +7% | +$54.5K |
|
534
AstraZeneca
AZN
$253B
| $752K | 0.03% |
10,780
-1,143
| -10% | -$79.2K |
|
535
iShares 0-5 Year TIPS Bond ETF
STIP
$16.3B
| $749K | 0.03% |
7,495
+7,174
| +2,235% | +$716K |
|
536
First Trust Emerging Markets AlphaDEX Fund
FEM
$809M
| $748K | 0.03% |
25,461
+13,157
| +107% | +$389K |
|
537
Macy's
M
$5.7B
| $746K | 0.03% |
25,292
+5,102
| +25% | +$138K |
|
|
PPL
538
PPL Corp
PPL
$25.1B
| $744K | 0.03% |
26,189
+858
| +3% | +$25.6K |
|
|
X
539
DELISTED
US Steel
X
| $738K | 0.03% |
20,756
+11,721
| +130% | +$462K |
|
540
AES
AES
$10.6B
| $736K | 0.03% |
64,697
+15,989
| +33% | +$174K |
|
541
Eversource Energy
ES
$25.6B
| $735K | 0.03% |
12,461
-840
| -6% | -$49.7K |
|
542
Vanguard Extended Market ETF
VXF
$30.5B
| $735K | 0.03% |
6,603
+680
| +11% | +$77.2K |
|
|
VIAB
543
DELISTED
Viacom Inc. Class B
VIAB
| $735K | 0.03% |
23,580
-790
| -3% | -$25.5K |
|
544
Danaher
DHR
$146B
| $730K | 0.03% |
8,514
-234
| -3% | -$20.5K |
|
545
State Street SPDR S&P Biotech ETF
XBI
$10.4B
| $727K | 0.03% |
8,283
+5,979
| +260% | +$546K |
|
546
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.18B
| $724K | 0.03% |
15,124
-25,270
| -63% | -$1.21M |
|
547
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.82B
| $724K | 0.03% |
11,178
+3,390
| +44% | +$225K |
|
548
Okta
OKTA
$32.9B
| $723K | 0.03% |
+18,125
| New | +$605K |
|
549
Progressive
PGR
$126B
| $722K | 0.03% |
11,886
+862
| +8% | +$49.2K |
|
|
FLG
550
Flagstar Bank National Association
FLG
$5.22B
| $722K | 0.03% |
18,160
-382
| -2% | -$15.8K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 59% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.