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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Deere & Co
DE
$181B
| $565K | 0.03% |
6,622
-2,550
| -28% | -$209K |
|
527
American Express
AXP
$211B
| $564K | 0.03% |
8,805
+18
| +0.2% | +$1.16K |
|
528
Bread Financial
BFH
$4.14B
| $563K | 0.03% |
3,287
+639
| +24% | +$109K |
|
|
UN
529
DELISTED
Unilever NV New York Registry Shares
UN
| $560K | 0.03% |
12,155
-2,303
| -16% | -$106K |
|
530
AGNC Investment
AGNC
$11.7B
| $558K | 0.03% |
28,567
+5,456
| +24% | +$107K |
|
531
Weyerhaeuser
WY
$15.7B
| $558K | 0.03% |
17,474
-615
| -3% | -$19.4K |
|
|
GPT
532
DELISTED
Gramercy Property Trust
GPT
| $557K | 0.03% |
19,250
-4,560
| -19% | -$132K |
|
|
SNI
533
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
| $557K | 0.03% |
8,774
+179
| +2% | +$11.5K |
|
534
M&T Bank
MTB
$32.6B
| $555K | 0.03% |
4,783
-1,697
| -26% | -$197K |
|
535
Sarepta Therapeutics
SRPT
$2.09B
| $553K | 0.03% |
9,000
-3,800
| -30% | -$115K |
|
536
W.P. Carey
WPC
$15.2B
| $550K | 0.03% |
8,708
+1,197
| +16% | +$79.9K |
|
537
WisdomTree US SmallCap Dividend Fund
DES
$2.13B
| $549K | 0.03% |
21,912
+2,163
| +11% | +$53.7K |
|
538
Plains All American Pipeline
PAA
$17.9B
| $547K | 0.03% |
17,402
-2,223
| -11% | -$63.6K |
|
|
ZF
539
DELISTED
Virtus Total Return Fund Inc.
ZF
| $545K | 0.03% |
42,111
-275
| -0.6% | -$3.52K |
|
540
Thermo Fisher Scientific
TMO
$240B
| $541K | 0.03% |
3,400
-749
| -18% | -$115K |
|
|
IBDB
541
DELISTED
iShares iBonds Mar 2018 Term Corporate ETF
IBDB
| – | – |
0
| – | – |
|
542
Vanguard Morningstar Large-Cap ETF
VV
$53.4B
| $539K | 0.03% |
5,435
-539
| -9% | -$53.4K |
|
543
Clean Harbors
CLH
$16.8B
| $538K | 0.03% |
11,208
-187
| -2% | -$9.27K |
|
544
DaVita
DVA
$12.4B
| $536K | 0.03% |
8,117
+405
| +5% | +$28.5K |
|
|
CBI
545
DELISTED
Chicago Bridge & Iron Nv
CBI
| $530K | 0.03% |
18,915
-13,648
| -42% | -$443K |
|
546
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.43B
| $526K | 0.03% |
9,024
+408
| +5% | +$23.6K |
|
547
Newmont
NEM
$128B
| $525K | 0.03% |
13,362
+3,528
| +36% | +$146K |
|
548
Amplify Cybersecurity ETF
HACK
$3.08B
| $523K | 0.03% |
18,736
+2,267
| +14% | +$59.6K |
|
549
RPM International
RPM
$12.7B
| $520K | 0.03% |
9,687
-2,219
| -19% | -$118K |
|
550
Alcoa
AA
$12.2B
| $519K | 0.03% |
21,319
-16,981
| -44% | -$414K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.