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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Ecolab
ECL
$75.6B
| $504K | 0.04% |
4,833
+1,131
| +31% | +$124K |
|
527
State Street
STT
$50.9B
| $503K | 0.04% |
6,426
+758
| +13% | +$56.9K |
|
528
PACCAR
PCAR
$69.6B
| $501K | 0.04% |
11,007
+2,088
| +23% | +$90.2K |
|
529
Kohl's
KSS
$2.03B
| $500K | 0.04% |
8,200
+2,016
| +33% | +$117K |
|
530
Coca-Cola Europacific Partners
CCEP
$46.5B
| $498K | 0.04% |
11,347
+3,216
| +40% | +$139K |
|
531
Core Laboratories
CLB
$538M
| $498K | 0.04% |
4,134
-1,257
| -23% | -$165K |
|
|
SWH
532
DELISTED
Stanley Black & Decker, Inc.
SWH
| $488K | 0.04% |
4,088
+1
| +0% | +$115 |
|
533
Bank of Montreal
BMO
$125B
| $487K | 0.04% |
6,852
+1,766
| +35% | +$126K |
|
534
iShares US Regional Banks ETF
IAT
$685M
| $486K | 0.04% |
14,239
-2,000
| -12% | -$67.4K |
|
535
iShares Global Healthcare ETF
IXJ
$4.11B
| $486K | 0.04% |
9,786
-11,102
| -53% | -$552K |
|
536
Intrepid Potash
IPI
$460M
| $485K | 0.04% |
3,504
+66
| +2% | +$9.14K |
|
537
Illinois Tool Works
ITW
$81.4B
| $485K | 0.04% |
5,163
+248
| +5% | +$22.6K |
|
|
WIN
538
DELISTED
Windstream Holdings Inc
WIN
| $485K | 0.04% |
7,549
+2,068
| +38% | +$158K |
|
539
Vanguard Total International Bond ETF
BNDX
$82B
| $484K | 0.04% |
9,089
+4,189
| +85% | +$220K |
|
540
Royal Gold
RGLD
$17.1B
| $483K | 0.04% |
7,644
-1,256
| -14% | -$82.4K |
|
541
Stanley Black & Decker
SWK
$14.2B
| $483K | 0.04% |
5,005
+146
| +3% | +$13.5K |
|
|
PCI
542
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $479K | 0.03% |
23,254
-4,459
| -16% | -$97.1K |
|
543
Tesla
TSLA
$1.24T
| $477K | 0.03% |
32,805
+990
| +3% | +$15.5K |
|
544
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
| $476K | 0.03% |
7,903
+1,016
| +15% | +$62.4K |
|
545
Public Service Enterprise Group
PEG
$39.8B
| $476K | 0.03% |
11,507
-679
| -6% | -$27.3K |
|
|
RAI
546
DELISTED
Reynolds American Inc
RAI
| $473K | 0.03% |
14,934
+2,102
| +16% | +$66.6K |
|
547
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
| $471K | 0.03% |
9,998
-15,828
| -61% | -$741K |
|
|
CTRX
548
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
| $471K | 0.03% |
9,208
-214
| -2% | -$10.1K |
|
|
CHL
549
DELISTED
China Mobile Limited
CHL
| $469K | 0.03% |
7,933
-1,401
| -15% | -$83.9K |
|
550
KraneShares CSI China Internet ETF
KWEB
$5.2B
| $467K | 0.03% |
14,245
-6,465
| -31% | -$225K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.