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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MON
526
DELISTED
Monsanto Co
MON
| $461K | 0.04% |
3,935
-6,543
| -62% | -$715K |
|
|
WIN
527
DELISTED
Windstream Holdings Inc
WIN
| $459K | 0.04% |
7,347
-635
| -8% | -$41.1K |
|
528
DaVita
DVA
$12.4B
| $458K | 0.04% |
7,179
-2,641
| -27% | -$155K |
|
|
FSD
529
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $455K | 0.04% |
26,416
-13,995
| -35% | -$243K |
|
530
Sprott Physical Gold
PHYS
$15.4B
| $454K | 0.04% |
+45,615
| New | +$481K |
|
531
Ventas
VTR
$45.2B
| $454K | 0.04% |
+6,899
| New | +$479K |
|
532
Assured Guaranty
AGO
$3.14B
| $449K | 0.04% |
19,000
-9,200
| -33% | -$200K |
|
533
Infosys
INFY
$44.9B
| $449K | 0.04% |
63,472
+2,176
| +4% | +$14.7K |
|
534
Enbridge
ENB
$106B
| $446K | 0.04% |
10,213
+472
| +5% | +$19.9K |
|
535
CenterPoint Energy
CNP
$25.2B
| $445K | 0.04% |
19,223
-13,614
| -41% | -$327K |
|
536
Cognizant
CTSH
$27.9B
| $445K | 0.04% |
8,818
+1,892
| +27% | +$86.2K |
|
537
State Street SPDR Dow Jones REIT ETF
RWR
$1.81B
| $441K | 0.04% |
6,225
+380
| +7% | +$27.9K |
|
538
Lumen
LUMN
$6.88B
| $439K | 0.04% |
13,716
-460
| -3% | -$14.7K |
|
|
DHG
539
DELISTED
Deutsche High Incm Opportunities
DHG
| $439K | 0.04% |
30,475
-3,942
| -11% | -$55.8K |
|
|
GPOR
540
DELISTED
Gulfport Energy Corp.
GPOR
| $432K | 0.03% |
6,845
-1,053
| -13% | -$63.8K |
|
541
Advance Auto Parts
AAP
$2.53B
| $431K | 0.03% |
3,875
-176
| -4% | -$17.5K |
|
542
iShares S&P 100 ETF
OEF
$20B
| $431K | 0.03% |
5,216
+1,506
| +41% | +$119K |
|
543
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47B
| $429K | 0.03% |
4,678
-4,817
| -51% | -$441K |
|
|
HDV
544
iShares Core High Dividend ETF
HDV
$15.3B
| $429K | 0.03% |
30,635
-115,920
| -79% | -$1.61M |
|
545
iShares Morningstar Small-Cap ETF
ISCB
$276M
| $429K | 0.03% |
13,288
-41,224
| -76% | -$1.28M |
|
546
ProShares Short S&P500
SH
$924M
| $426K | 0.03% |
2,109
+243
| +13% | +$51.5K |
|
547
Paychex
PAYX
$41.6B
| $423K | 0.03% |
9,178
+297
| +3% | +$12.7K |
|
548
HP
HPQ
$29.5B
| $422K | 0.03% |
32,968
-61,894
| -65% | -$711K |
|
549
Rio Tinto
RIO
$156B
| $422K | 0.03% |
7,493
-3,588
| -32% | -$187K |
|
550
Weyerhaeuser
WY
$15.7B
| $421K | 0.03% |
13,463
-1,770
| -12% | -$53K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.