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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
TJX Companies
TJX
$135B
| $925K | 0.03% |
15,128
-2,448
| -14% | -$145K |
|
502
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$895M
| $921K | 0.03% |
17,551
+11,013
| +168% | +$575K |
|
503
Marathon Petroleum
MPC
$116B
| $921K | 0.03% |
15,273
+2,671
| +21% | +$167K |
|
504
Innovator US Equity Buffer ETF January
BJAN
$346M
| $918K | 0.03% |
+31,497
| New | +$921K |
|
505
Consolidated Edison
ED
$39B
| $906K | 0.03% |
10,014
-2,960
| -23% | -$265K |
|
506
Las Vegas Sands
LVS
$26.6B
| $905K | 0.03% |
13,060
-2,002
| -13% | -$125K |
|
507
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.73B
| $904K | 0.03% |
19,450
+6,759
| +53% | +$312K |
|
508
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.92B
| $903K | 0.03% |
13,551
+744
| +6% | +$49.3K |
|
509
AllianceBernstein
AB
$3.3B
| $900K | 0.03% |
29,878
+3,193
| +12% | +$93.1K |
|
510
Chubb
CB
$132B
| $898K | 0.03% |
5,786
-249
| -4% | -$38.1K |
|
511
iShares S&P 100 ETF
OEF
$20B
| $897K | 0.03% |
6,242
-1,190
| -16% | -$163K |
|
|
FLOW
512
DELISTED
SPX FLOW, Inc.
FLOW
| $896K | 0.03% |
18,289
-3,389
| -16% | -$150K |
|
|
BRSP
513
BrightSpire Capital
BRSP
$543M
| $895K | 0.03% |
67,652
-10,019
| -13% | -$136K |
|
514
Western Digital
WDC
$150B
| $889K | 0.03% |
18,548
-7,760
| -29% | -$324K |
|
515
Sprott Physical Gold and Silver Trust
CEF
$7.56B
| $888K | 0.03% |
60,596
+1,700
| +3% | +$24.3K |
|
516
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.37B
| $888K | 0.03% |
47,037
-33,613
| -42% | -$622K |
|
517
NewtekOne
NEWT
$343M
| $888K | 0.03% |
39,548
+6,577
| +20% | +$148K |
|
518
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
| $887K | 0.03% |
16,515
+104
| +0.6% | +$5.4K |
|
519
T-Mobile US
TMUS
$189B
| $883K | 0.03% |
11,230
-288
| -3% | -$22.7K |
|
520
Invesco Dorsey Wright Momentum ETF
PDP
$1.41B
| $882K | 0.03% |
13,762
-5,676
| -29% | -$352K |
|
521
Dollar General
DG
$27.1B
| $880K | 0.03% |
5,624
-916
| -14% | -$145K |
|
522
Vistra
VST
$47.1B
| $877K | 0.03% |
37,943
-5,607
| -13% | -$145K |
|
523
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.63B
| $876K | 0.03% |
35,250
+4,632
| +15% | +$111K |
|
524
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$155M
| $874K | 0.03% |
34,916
-52,616
| -60% | -$1.25M |
|
525
OGE Energy
OGE
$9.5B
| $874K | 0.03% |
19,685
+1,031
| +6% | +$44.5K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.