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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CBI
501
DELISTED
Chicago Bridge & Iron Nv
CBI
| $658K | 0.03% |
20,725
+1,810
| +10% | +$56.6K |
|
502
iShares MSCI ACWI ex US ETF
ACWX
$12.2B
| $656K | 0.03% |
16,302
+4,035
| +33% | +$163K |
|
503
iShares California Muni Bond ETF
CMF
$4.54B
| $656K | 0.03% |
11,366
+900
| +9% | +$52.6K |
|
504
First Trust Technology AlphaDEX Fund
FXL
$2.71B
| $656K | 0.03% |
17,314
+3,607
| +26% | +$134K |
|
505
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.3B
| $656K | 0.03% |
24,332
-33,400
| -58% | -$892K |
|
506
Coty
COTY
$2.32B
| $653K | 0.03% |
+35,658
| New | +$737K |
|
507
Norfolk Southern
NSC
$71.2B
| $652K | 0.03% |
6,031
+910
| +18% | +$91.9K |
|
|
RGC
508
DELISTED
Regal Entertainment Group
RGC
| $644K | 0.03% |
31,238
+10,890
| +54% | +$242K |
|
509
NVIDIA
NVDA
$5.17T
| $640K | 0.03% |
239,960
-35,200
| -13% | -$73.6K |
|
|
SOHO
510
DELISTED
Sotherly Hotels
SOHO
| $640K | 0.03% |
94,239
-3,283
| -3% | -$18.1K |
|
511
Edwards Lifesciences
EW
$51.5B
| $637K | 0.03% |
20,406
+13,593
| +200% | +$440K |
|
512
Expeditors International
EXPD
$24.6B
| $637K | 0.03% |
12,028
+4,956
| +70% | +$259K |
|
|
UNIT
513
Uniti Group
UNIT
$2.32B
| $628K | 0.03% |
24,712
+774
| +3% | +$20.8K |
|
514
United Therapeutics
UTHR
$21.4B
| $628K | 0.03% |
4,378
-1,858
| -30% | -$237K |
|
515
Archer Daniels Midland
ADM
$41B
| $627K | 0.03% |
13,732
-435
| -3% | -$19.3K |
|
516
Bread Financial
BFH
$4.14B
| $627K | 0.03% |
3,436
+149
| +5% | +$25.9K |
|
517
PENN Entertainment
PENN
$2.37B
| $626K | 0.03% |
45,372
-1,641
| -3% | -$22.4K |
|
518
Hartford Financial Services
HIG
$36.6B
| $623K | 0.03% |
13,070
+4,724
| +57% | +$217K |
|
519
Elevance Health
ELV
$89.5B
| $622K | 0.03% |
4,329
+338
| +8% | +$45.3K |
|
|
SIR
520
DELISTED
SELECT INCOME REIT
SIR
| $617K | 0.03% |
55,676
-22,447
| -29% | -$245K |
|
521
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
| $611K | 0.03% |
17,555
-45
| -0.3% | -$1.55K |
|
|
ZF
522
DELISTED
Virtus Total Return Fund Inc.
ZF
| $609K | 0.03% |
50,341
+8,230
| +20% | +$97K |
|
523
State Street SPDR S&P Homebuilders ETF
XHB
$1.27B
| $608K | 0.03% |
+17,969
| New | +$602K |
|
|
STI
524
DELISTED
SunTrust Banks, Inc.
STI
| $608K | 0.03% |
+11,088
| New | +$554K |
|
525
Macy's
M
$5.7B
| $600K | 0.03% |
16,760
-2,480
| -13% | -$96.5K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.