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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
iShares US Insurance ETF
IAK
$504M
| $617K | 0.03% |
12,635
-5,280
| -29% | -$270K |
|
|
RDS.A
502
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $616K | 0.03% |
13,751
-1,212
| -8% | -$61.6K |
|
503
Mattel
MAT
$3.76B
| $615K | 0.03% |
29,042
+6,171
| +27% | +$144K |
|
|
RGC
504
DELISTED
Regal Entertainment Group
RGC
| $612K | 0.03% |
32,726
+13,927
| +74% | +$269K |
|
505
Coca-Cola Europacific Partners
CCEP
$45.3B
| $609K | 0.03% |
12,578
+159
| +1% | +$7.74K |
|
506
Vanguard Russell 1000 Value ETF
VONV
$21.8B
| $608K | 0.03% |
14,730
-20
| -0.1% | -$869 |
|
507
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
| $606K | 0.03% |
17,528
+248
| +1% | +$9.13K |
|
508
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.33B
| $601K | 0.03% |
25,160
-13,888
| -36% | -$352K |
|
509
iShares MSCI Hong Kong ETF
EWH
$1.15B
| $599K | 0.03% |
31,174
-253,523
| -89% | -$5.27M |
|
510
State Street SPDR S&P China ETF
GXC
$459M
| $599K | 0.03% |
8,703
+227
| +3% | +$17.2K |
|
|
MRO
511
DELISTED
Marathon Oil Corporation
MRO
| $597K | 0.03% |
38,119
-3,002
| -7% | -$57K |
|
512
Delta Air Lines
DAL
$51.2B
| $595K | 0.03% |
13,425
-3,413
| -20% | -$153K |
|
513
Bread Financial
BFH
$4.14B
| $593K | 0.03% |
2,823
+2
| +0.1% | +$432 |
|
514
Vanguard Consumer Staples ETF
VDC
$7.71B
| $593K | 0.03% |
4,930
-1,709
| -26% | -$217K |
|
515
AGNC Investment
AGNC
$11.7B
| $587K | 0.03% |
31,358
-40
| -0.1% | -$768 |
|
516
Nucor
NUE
$59.1B
| $584K | 0.03% |
15,687
-1,734
| -10% | -$74.3K |
|
517
Kohl's
KSS
$1.87B
| $580K | 0.03% |
12,561
+2,515
| +25% | +$141K |
|
518
Vanguard Consumer Discretionary ETF
VCR
$5.71B
| $580K | 0.03% |
4,921
-1,641
| -25% | -$203K |
|
519
American International
AIG
$39.8B
| $579K | 0.03% |
10,171
-3,304
| -25% | -$202K |
|
520
National Grid
NGG
$76.4B
| $579K | 0.03% |
8,607
-727
| -8% | -$46.6K |
|
521
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
| $576K | 0.03% |
12,036
-18,004
| -60% | -$922K |
|
|
MON
522
DELISTED
Monsanto Co
MON
| $568K | 0.03% |
6,641
-2,062
| -24% | -$204K |
|
|
PCN
523
PIMCO Corporate & Income Strategy Fund
PCN
$853M
| $567K | 0.03% |
43,231
-1,600
| -4% | -$21.6K |
|
|
MBLY
524
DELISTED
Mobileye N.V.
MBLY
| $564K | 0.03% |
12,141
+3,060
| +34% | +$168K |
|
525
Deere & Co
DE
$181B
| $563K | 0.03% |
7,601
-1,953
| -20% | -$172K |
|
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.