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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPT
501
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$490K 0.04%
6,151
+155
+3% +$12.5K
B
502
Barrick Mining
B
$70B
$490K 0.04%
27,557
+744
+3% +$13.1K
EWL icon
503
iShares MSCI Switzerland ETF
EWL
$2.3B
$489K 0.04%
14,836
-184
-1% -$5.87K
EZU icon
504
iShare MSCI Eurozone ETF
EZU
$9.58B
$489K 0.04%
11,877
-57
-0.5% -$2.25K
LM
505
DELISTED
Legg Mason, Inc.
LM
$489K 0.04%
11,264
+2,341
+26% +$90.8K
KR icon
506
Kroger
KR
$36.4B
$488K 0.04%
24,558
+1,122
+5% +$23.2K
VXUS icon
507
Vanguard Total International Stock ETF
VXUS
$161B
$488K 0.04%
9,338
+2,324
+33% +$119K
APC
508
DELISTED
Anadarko Petroleum
APC
$488K 0.04%
6,171
+1,166
+23% +$105K
BXMX
509
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$486K 0.04%
38,330
+5,000
+15% +$62K
LLL
510
DELISTED
L3 Technologies, Inc.
LLL
$486K 0.04%
4,573
+217
+5% +$21.7K
BBEP
511
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$486K 0.04%
24,097
-504
-2% -$9.61K
DLTR icon
512
Dollar Tree
DLTR
$21.1B
$484K 0.04%
8,627
+227
+3% +$13.1K
HYEM icon
513
VanEck Emerging Markets High Yield Bond ETF
HYEM
$519M
$484K 0.04%
19,524
-3,317
-15% -$84K
UTX.PRA
514
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$484K 0.04%
7,445
-50
-0.7% -$3.21K
CHW
515
Calamos Global Dynamic Income Fund
CHW
$514M
$482K 0.04%
53,600
– –
FGD icon
516
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.63B
$479K 0.04%
17,715
+500
+3% +$13.3K
AJG icon
517
Arthur J. Gallagher & Co
AJG
$62.5B
$478K 0.04%
10,169
+988
+11% +$45.9K
VAR
518
DELISTED
Varian Medical Systems, Inc.
VAR
$478K 0.04%
7,113
+23
+0.3% +$1.53K
WMB icon
519
Williams Companies
WMB
$86.7B
$477K 0.04%
12,366
+198
+2% +$7.12K
PGF icon
520
Invesco Financial Preferred ETF
PGF
$642M
$474K 0.04%
28,005
-1,439
-5% -$24.6K
FMC icon
521
FMC
FMC
$1.35B
$473K 0.04%
7,220
+378
+6% +$24K
NTES icon
522
NetEase
NTES
$75.4B
$473K 0.04%
30,130
+1,685
+6% +$23.6K
SVC
523
Service Properties Trust
SVC
$857M
$467K 0.04%
3,418
-373
-10% -$51.9K
AET
524
DELISTED
Aetna Inc
AET
$465K 0.04%
6,797
-2,037
-23% -$133K
HES
525
DELISTED
Hess
HES
$462K 0.04%
5,538
-10,085
-65% -$819K
19 20
21
22 23

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.