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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
476
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$987K 0.03%
12,179
-149
-1% -$11.9K
LGLV icon
477
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$983K 0.03%
8,612
+2,164
+34% +$242K
NULG icon
478
Nuveen ESG Large-Cap Growth ETF
NULG
$2.91B
$982K 0.03%
23,724
+144
+0.6% +$5.72K
FTLS icon
479
First Trust Long/Short Equity ETF
FTLS
$2.52B
$977K 0.03%
22,781
+2,411
+12% +$101K
IVR icon
480
Invesco Mortgage Capital
IVR
$695M
$966K 0.03%
5,808
-30,372
-84% -$4.87M
NULV icon
481
Nuveen ESG Large-Cap Value ETF
NULV
$2.5B
$966K 0.03%
29,458
+7,064
+32% +$226K
SILJ icon
482
Amplify Junior Silver Miners ETF
SILJ
$3.75B
$966K 0.03%
78,100
-2,101
-3% -$22K
MMP
483
DELISTED
Magellan Midstream Partners, L.P.
MMP
$966K 0.03%
15,333
-946
-6% -$58.9K
EMLP icon
484
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$960K 0.03%
37,688
+2,825
+8% +$70.3K
LULU icon
485
lululemon athletica
LULU
$10.6B
$960K 0.03%
4,153
+586
+16% +$125K
VAW icon
486
Vanguard Materials ETF
VAW
$2.91B
$957K 0.03%
7,175
+495
+7% +$63.8K
CTSH icon
487
Cognizant
CTSH
$27.9B
$955K 0.03%
15,434
-5,076
-25% -$314K
NAC icon
488
Nuveen California Quality Municipal Income Fund
NAC
$1.69B
$951K 0.03%
63,958
+3,292
+5% +$48.9K
ISCV icon
489
iShares Morningstar Small-Cap Value ETF
ISCV
$674M
$948K 0.03%
19,794
+3,606
+22% +$166K
XLRE icon
490
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.95B
$947K 0.03%
24,218
+806
+3% +$31.2K
FRC
491
DELISTED
First Republic Bank
FRC
$947K 0.03%
8,008
-110
-1% -$11.9K
HYT icon
492
BlackRock Corporate High Yield Fund
HYT
$1.56B
$941K 0.03%
83,862
-8,222
-9% -$90.5K
CMI icon
493
Cummins
CMI
$72.6B
$940K 0.03%
5,241
-596
-10% -$105K
PSX icon
494
Phillips 66
PSX
$106B
$940K 0.03%
8,432
-1,215
-13% -$136K
VIOO icon
495
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.1B
$937K 0.03%
12,340
-8
-0.1% -$589
SOXX icon
496
iShares Semiconductor ETF
SOXX
$42.9B
$936K 0.03%
11,118
-459
-4% -$35.3K
GLW icon
497
Corning
GLW
$124B
$934K 0.03%
31,965
+10,091
+46% +$293K
AEP icon
498
American Electric Power
AEP
$65.7B
$931K 0.03%
9,855
+889
+10% +$82.1K
FAD icon
499
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$582M
$927K 0.03%
12,057
+407
+3% +$30.5K
SBIO icon
500
ALPS Medical Breakthroughs ETF
SBIO
$229M
$927K 0.03%
21,867
-1,684
-7% -$62.5K
18 19
20
21 22

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.