We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Halliburton
HAL
$28.8B
| $652K | 0.03% |
14,534
-1,478
| -9% | -$64.5K |
|
477
Micron Technology
MU
$1.05T
| $649K | 0.03% |
36,525
+760
| +2% | +$11.6K |
|
478
Cheniere Energy
CQP
$31.8B
| $648K | 0.03% |
22,130
-2,490
| -10% | -$69.1K |
|
479
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $645K | 0.03% |
+44,451
| New | +$643K |
|
480
Dycom Industries
DY
$8.67B
| $644K | 0.03% |
7,877
-5,483
| -41% | -$484K |
|
481
Analog Devices
ADI
$175B
| $643K | 0.03% |
9,973
-851
| -8% | -$52.8K |
|
482
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
| $643K | 0.03% |
9,534
+3,539
| +59% | +$239K |
|
|
CBL
483
DELISTED
CBL& Associates Properties, Inc.
CBL
| $640K | 0.03% |
52,700
+16,891
| +47% | +$206K |
|
484
iShares MSCI EAFE Value ETF
EFV
$31.5B
| $639K | 0.03% |
13,845
+2,351
| +20% | +$106K |
|
485
PENN Entertainment
PENN
$2.37B
| $638K | 0.03% |
47,013
-2,189
| -4% | -$30.8K |
|
486
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.58B
| $636K | 0.03% |
11,763
+7,039
| +149% | +$375K |
|
487
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.33B
| $635K | 0.03% |
15,274
-234
| -2% | -$9.35K |
|
488
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$332M
| $635K | 0.03% |
25,465
-525
| -2% | -$13.2K |
|
489
iShares California Muni Bond ETF
CMF
$4.54B
| $632K | 0.03% |
10,466
+6,570
| +169% | +$399K |
|
|
LLL
490
DELISTED
L3 Technologies, Inc.
LLL
| $629K | 0.03% |
4,175
+64
| +2% | +$9.55K |
|
491
Conagra Brands
CAG
$7.29B
| $628K | 0.03% |
17,134
-523
| -3% | -$18.8K |
|
492
Invesco Taxable Municipal Bond ETF
BAB
$874M
| $627K | 0.03% |
+19,964
| New | +$630K |
|
493
eBay
EBAY
$48.6B
| $622K | 0.03% |
18,909
-5,867
| -24% | -$177K |
|
494
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.52B
| $620K | 0.03% |
5,745
-3,980
| -41% | -$428K |
|
495
iShares MSCI Hong Kong ETF
EWH
$1.15B
| $617K | 0.03% |
28,019
+213
| +0.8% | +$4.49K |
|
496
Vanguard Consumer Discretionary ETF
VCR
$5.71B
| $615K | 0.03% |
4,889
+199
| +4% | +$25.1K |
|
497
Las Vegas Sands
LVS
$26.6B
| $614K | 0.03% |
10,676
-1,397
| -12% | -$72K |
|
|
EA
498
DELISTED
Electronic Arts
EA
| $607K | 0.03% |
7,111
-1,188
| -14% | -$95K |
|
499
Kroger
KR
$36.4B
| $606K | 0.03% |
20,426
-1,520
| -7% | -$50.5K |
|
500
Pentair
PNR
$9.01B
| $606K | 0.03% |
14,041
-1,117
| -7% | -$47.1K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.