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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
26
Boeing
BA
$166B
$16.5M 0.56%
50,352
+1,888
+4% +$668K
SCHO icon
27
Schwab Short-Term US Treasury ETF
SCHO
$15.3B
$16.5M 0.56%
651,030
-99,762
-13% -$2.52M
IEMG icon
28
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$16.1M 0.54%
299,162
+41,739
+16% +$2.15M
VTIP icon
29
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.5B
$15.8M 0.53%
321,426
-8,413
-3% -$414K
IDEV icon
30
iShares Core MSCI International Developed Markets ETF
IDEV
$32.2B
$15.3M 0.52%
263,580
-32,474
-11% -$1.84M
VZ icon
31
Verizon
VZ
$214B
$15M 0.51%
243,508
-3,129
-1% -$189K
USMV icon
32
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$14.5M 0.49%
221,495
-70,820
-24% -$4.55M
JNJ icon
33
Johnson & Johnson
JNJ
$644B
$14.4M 0.49%
98,817
-6,103
-6% -$828K
HDAW
34
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
$14.1M 0.48%
538,569
-25,187
-4% -$635K
VBR icon
35
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.6B
$13.7M 0.46%
99,791
+13,684
+16% +$1.81M
RDVY icon
36
First Trust Rising Dividend Achievers ETF
RDVY
$25B
$13.6M 0.46%
379,087
-47,713
-11% -$1.62M
IJR icon
37
iShares Core S&P Small-Cap ETF
IJR
$106B
$13.6M 0.46%
162,159
-60,072
-27% -$4.83M
LQD icon
38
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
$13.5M 0.45%
105,210
-9,255
-8% -$1.18M
DIS icon
39
Walt Disney
DIS
$184B
$13.4M 0.45%
93,102
-256
-0.3% -$35.7K
SPDW icon
40
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$12.4M 0.42%
397,350
+65,037
+20% +$1.98M
QUAL icon
41
iShares MSCI USA Quality Factor ETF
QUAL
$46.6B
$12.4M 0.42%
122,294
+74,269
+155% +$7.15M
XOM icon
42
ExxonMobil
XOM
$696B
$12.1M 0.41%
172,948
-10,843
-6% -$750K
GOVT icon
43
iShares US Treasury Bond ETF
GOVT
$41.3B
$12M 0.41%
462,985
+120,362
+35% +$3.14M
INTC icon
44
Intel
INTC
$513B
$11.9M 0.4%
198,057
-16,933
-8% -$948K
FTCS icon
45
First Trust Capital Strength ETF
FTCS
$7.71B
$11.5M 0.39%
190,542
+49,956
+36% +$2.91M
GBIL icon
46
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.78B
$11.5M 0.39%
114,389
-48,851
-30% -$4.9M
BABA icon
47
Alibaba
BABA
$272B
$11.5M 0.39%
53,987
-17
-0% -$3.19K
HYG icon
48
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
$11.3M 0.38%
128,391
-3,138
-2% -$273K
IVE icon
49
iShares S&P 500 Value ETF
IVE
$49.4B
$11.2M 0.38%
86,375
-1,321
-2% -$164K
GUNR icon
50
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
$7.32B
$11.1M 0.37%
330,615
+175,029
+112% +$5.57M
1
2
3 4 5

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WAM
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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.