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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.5%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.45% |
| 2 | Technology | 7.16% |
| 3 | Financials | 5.52% |
| 4 | Healthcare | 4.7% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
26
Schwab Short-Term US Treasury ETF
SCHO
$15.2B
| $14.2M | 0.55% |
569,830
+569,340
| +116,192% | +$14.2M |
|
27
AT&T
T
$178B
| $14M | 0.54% |
519,107
+24,185
| +5% | +$673K |
|
28
Verizon
VZ
$207B
| $13.9M | 0.54% |
289,143
+1,132
| +0.4% | +$56.9K |
|
29
JPMorgan Chase
JPM
$924B
| $13.8M | 0.53% |
125,252
+3,045
| +2% | +$345K |
|
30
iShares Core MSCI EAFE ETF
IEFA
$192B
| $13.5M | 0.52% |
205,045
+14,948
| +8% | +$1M |
|
31
Invesco Preferred ETF
PGX
$3.66B
| $13.5M | 0.52% |
923,965
-353,797
| -28% | -$5.16M |
|
32
Johnson & Johnson
JNJ
$645B
| $12.9M | 0.5% |
100,354
+2,368
| +2% | +$320K |
|
33
Meta Platforms (Facebook)
META
$1.73T
| $12.6M | 0.49% |
78,856
-14,872
| -16% | -$2.67M |
|
34
ExxonMobil
XOM
$673B
| $12.5M | 0.48% |
168,087
+3,919
| +2% | +$313K |
|
35
First Trust Value Line Dividend Fund
FVD
$7.89B
| $12.3M | 0.47% |
411,603
+12,916
| +3% | +$393K |
|
36
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
| $12.3M | 0.47% |
210,261
+54,735
| +35% | +$3.24M |
|
37
Intel
INTC
$536B
| $11.8M | 0.46% |
227,160
+1,697
| +0.8% | +$80.6K |
|
38
Alphabet (Google) Class A
GOOGL
$4.19T
| $11.8M | 0.45% |
228,580
+9,160
| +4% | +$508K |
|
|
39
Schwab US TIPS ETF
SCHP
$15.9B
| $11.6M | 0.45% |
424,210
+416,100
| +5,131% | +$11.4M |
|
40
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
| $11.4M | 0.44% |
136,533
+24,685
| +22% | +$2.06M |
|
41
Vanguard Total International Bond ETF
BNDX
$82.5B
| $11.3M | 0.44% |
207,671
+20,685
| +11% | +$1.12M |
|
42
Gabelli Equity Trust
GAB
$1.82B
| $11.2M | 0.43% |
1,886,111
-47,220
| -2% | -$291K |
|
43
IBM
IBM
$224B
| $10.6M | 0.41% |
72,111
+2,580
| +4% | +$390K |
|
|
HFRO
44
Highland Opportunities and Income Fund
HFRO
$388M
| $10.6M | 0.41% |
661,833
+35,250
| +6% | +$556K |
|
45
Pfizer
PFE
$156B
| $10.1M | 0.39% |
298,325
-3,352
| -1% | -$115K |
|
46
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
| $10.1M | 0.39% |
364,214
+41,882
| +13% | +$1.21M |
|
47
US Bancorp
USB
$93.2B
| $9.68M | 0.37% |
189,989
+4,029
| +2% | +$220K |
|
48
iShares MSCI EAFE ETF
EFA
$77.6B
| $9.63M | 0.37% |
138,279
-25,724
| -16% | -$1.83M |
|
49
iShares 20+ Year Treasury Bond ETF
TLT
$46.6B
| $9.42M | 0.36% |
77,438
-5,196
| -6% | -$628K |
|
50
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
| $9.33M | 0.36% |
124,856
-1,828
| -1% | -$137K |
|
Similar funds
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TI
VIM
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CT
CAW
First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 59% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.