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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
(-2.2%)
Cap. Flow
-$140M
Cap. Flow
% of AUM
-7.22%
Top 10 Holdings %
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$11M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$5.58M |
| 3 |
GAP
The Gap Inc
GAP
|
+$5.58M |
| 4 |
LyondellBasell Industries
LYB
|
+$5.42M |
| 5 |
RLJ Lodging Trust
RLJ
|
+$5.35M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.7M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$9.62M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.55M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.24M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$6.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.05% |
| 2 | Financials | 6.73% |
| 3 | Healthcare | 6.22% |
| 4 | Industrials | 5.57% |
| 5 | Consumer Staples | 5.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Vanguard Financials ETF
VFH
$13.5B
| $12.7M | 0.66% |
209,326
-26,772
| -11% | -$1.63M |
|
27
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
| $12.7M | 0.65% |
262,711
-115,621
| -31% | -$5.47M |
|
28
ExxonMobil
XOM
$651B
| $12.4M | 0.64% |
150,134
+17,076
| +13% | +$1.43M |
|
29
Vanguard Real Estate ETF
VNQ
$39.4B
| $12.1M | 0.63% |
157,524
+15,686
| +11% | +$1.3M |
|
30
GE Aerospace
GE
$368B
| $11.8M | 0.61% |
82,700
+3,341
| +4% | +$484K |
|
31
iShares Russell 2000 ETF
IWM
$80.2B
| $11.7M | 0.61% |
85,132
-20,152
| -19% | -$2.75M |
|
32
IBM
IBM
$209B
| $11.6M | 0.6% |
69,641
-1,234
| -2% | -$207K |
|
33
Amazon
AMZN
$2.53T
| $11.5M | 0.6% |
259,340
+4,900
| +2% | +$204K |
|
|
CELG
34
DELISTED
Celgene Corp
CELG
| $11.5M | 0.59% |
92,315
+10,192
| +12% | +$1.22M |
|
35
iShares Core S&P Small-Cap ETF
IJR
$110B
| $10.9M | 0.56% |
205,308
+41,176
| +25% | +$2.84M |
|
36
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $10.7M | 0.55% |
34,232
-7,554
| -18% | -$2.34M |
|
|
37
iShares MSCI ACWI ETF
ACWI
$32.7B
| $10.2M | 0.53% |
161,527
-155,368
| -49% | -$9.62M |
|
38
Intel
INTC
$460B
| $10M | 0.52% |
277,294
-378
| -0.1% | -$13.7K |
|
39
iShares Core S&P 500 ETF
IVV
$872B
| $9.94M | 0.51% |
41,536
+6,676
| +19% | +$1.56M |
|
40
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
| $9.91M | 0.51% |
432,218
+33,636
| +8% | +$806K |
|
41
Merck
MRK
$321B
| $9.84M | 0.51% |
162,023
-27,452
| -14% | -$1.67M |
|
42
JPMorgan Chase
JPM
$933B
| $9.79M | 0.51% |
111,405
-15,799
| -12% | -$1.39M |
|
43
Pfizer
PFE
$142B
| $9.73M | 0.5% |
299,247
+5,234
| +2% | +$165K |
|
44
US Bancorp
USB
$98B
| $9.56M | 0.49% |
185,422
-8,223
| -4% | -$438K |
|
45
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $9.55M | 0.49% |
81,274
-16,939
| -17% | -$1.99M |
|
46
Alphabet (Google) Class A
GOOGL
$4.08T
| $8.92M | 0.46% |
210,600
-5,920
| -3% | -$249K |
|
|
SCHW
47
Charles Schwab
SCHW
$181B
| $8.72M | 0.45% |
216,174
+4,554
| +2% | +$188K |
|
48
Vanguard Total International Bond ETF
BNDX
$82.1B
| $8.66M | 0.45% |
158,745
+25,749
| +19% | +$1.39M |
|
49
iShares MSCI EAFE ETF
EFA
$78.5B
| $8.57M | 0.44% |
121,984
-11,527
| -9% | -$697K |
|
50
PepsiCo
PEP
$191B
| $8.55M | 0.44% |
76,616
-2,982
| -4% | -$320K |
|
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First Allied Advisory Services's Q1 2017 Portfolio in Review
As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.
- First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
- First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
- First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
- First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
- First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
- First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.