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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.17% |
| 2 | Financials | 6.17% |
| 3 | Healthcare | 5.89% |
| 4 | Industrials | 5.24% |
| 5 | Consumer Staples | 4.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
| $12.7M | 0.64% |
174,632
+4,210
| +2% | +$291K |
|
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
| $12.6M | 0.64% |
41,786
-11,469
| -22% | -$3.32M |
|
|
28
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
| $12.1M | 0.61% |
309,320
+185,925
| +151% | +$7.14M |
|
29
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.1B
| $12.1M | 0.61% |
431,007
-57,510
| -12% | -$1.55M |
|
30
GE Aerospace
GE
$364B
| $12M | 0.61% |
79,359
+8,217
| +12% | +$1.19M |
|
31
ExxonMobil
XOM
$650B
| $12M | 0.61% |
133,058
+4,890
| +4% | +$427K |
|
32
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $11.8M | 0.6% |
112,351
-25,438
| -18% | -$2.73M |
|
33
Vanguard Real Estate ETF
VNQ
$39.9B
| $11.7M | 0.59% |
141,838
-50,346
| -26% | -$4.1M |
|
34
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $11.5M | 0.58% |
98,213
-44,597
| -31% | -$5.3M |
|
35
iShares Core S&P Small-Cap ETF
IJR
$109B
| $11.3M | 0.57% |
164,132
+68,472
| +72% | +$4.42M |
|
36
IBM
IBM
$213B
| $11.2M | 0.57% |
70,875
-1,955
| -3% | -$298K |
|
37
JPMorgan Chase
JPM
$916B
| $11M | 0.55% |
127,204
-3,670
| -3% | -$280K |
|
38
Merck
MRK
$322B
| $10.6M | 0.54% |
189,475
-4,767
| -2% | -$279K |
|
39
Intel
INTC
$413B
| $10.1M | 0.51% |
277,672
+1,888
| +0.7% | +$67.6K |
|
40
US Bancorp
USB
$97.9B
| $9.95M | 0.5% |
193,645
+103,667
| +115% | +$4.93M |
|
41
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
| $9.94M | 0.5% |
239,084
-20,932
| -8% | -$853K |
|
42
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $9.86M | 0.5% |
298,280
-45,460
| -13% | -$1.44M |
|
43
Amazon
AMZN
$2.44T
| $9.54M | 0.48% |
254,440
+61,000
| +32% | +$2.39M |
|
|
CELG
44
DELISTED
Celgene Corp
CELG
| $9.51M | 0.48% |
82,123
-4,061
| -5% | -$452K |
|
45
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
| $9.27M | 0.47% |
398,582
+42,562
| +12% | +$913K |
|
46
Pfizer
PFE
$143B
| $9.06M | 0.46% |
294,013
+17,021
| +6% | +$520K |
|
47
iShares MSCI Emerging Markets ETF
EEM
$27.5B
| $8.65M | 0.44% |
247,229
+121,248
| +96% | +$4.37M |
|
48
Alphabet (Google) Class A
GOOGL
$4.12T
| $8.58M | 0.43% |
216,520
+20,180
| +10% | +$807K |
|
|
49
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
| $8.55M | 0.43% |
+110,211
| New | +$8.67M |
|
50
Chevron
CVX
$382B
| $8.53M | 0.43% |
72,479
+8,472
| +13% | +$923K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.