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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
GE Aerospace
GE
$367B
| $8.02M | 0.58% |
65,999
+1,872
| +3% | +$230K |
|
27
Qualcomm
QCOM
$176B
| $7.99M | 0.58% |
107,557
+3,626
| +3% | +$265K |
|
|
28
Gabelli Equity Trust
GAB
$1.74B
| $7.75M | 0.56% |
1,238,389
+1,167,079
| +1,637% | +$7.43M |
|
|
29
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $7.61M | 0.55% |
345,074
+270,583
| +363% | +$5.74M |
|
30
Alphabet (Google) Class C
GOOG
$3.9T
| $7.32M | 0.53% |
275,274
+32,008
| +13% | +$859K |
|
31
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $7.29M | 0.53% |
60,955
+5,065
| +9% | +$604K |
|
32
Walt Disney
DIS
$165B
| $7.22M | 0.53% |
76,596
-354
| -0.5% | -$31.9K |
|
33
Vanguard Total Stock Market ETF
VTI
$654B
| $7.13M | 0.52% |
67,325
+18,136
| +37% | +$1.88M |
|
34
Vanguard Total Bond Market
BND
$157B
| $7.13M | 0.52% |
86,643
+27,160
| +46% | +$2.24M |
|
35
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $7.09M | 0.52% |
103,638
+39,559
| +62% | +$2.65M |
|
36
iShares MSCI EAFE ETF
EFA
$76.4B
| $7.04M | 0.51% |
115,912
-46,897
| -29% | -$2.93M |
|
|
GRX
37
Gabelli Healthcare & Wellness Trust
GRX
$141M
| $6.89M | 0.5% |
662,504
+8,445
| +1% | +$86K |
|
38
C.H. Robinson
CHRW
$22B
| $6.89M | 0.5% |
91,869
+32,882
| +56% | +$2.35M |
|
39
Meta Platforms (Facebook)
META
$1.51T
| $6.79M | 0.49% |
86,624
+24,460
| +39% | +$1.87M |
|
40
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $6.41M | 0.47% |
162,521
+23,005
| +16% | +$910K |
|
41
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $6.31M | 0.46% |
290,358
+92,224
| +47% | +$1.93M |
|
42
Verizon
VZ
$194B
| $6.16M | 0.45% |
131,750
-9,604
| -7% | -$470K |
|
43
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $6.04M | 0.44% |
291,632
-19,932
| -6% | -$404K |
|
44
Altria Group
MO
$122B
| $6.02M | 0.44% |
121,862
-441
| -0.4% | -$21.5K |
|
45
iShares MBS ETF
MBB
$39B
| $5.66M | 0.41% |
51,705
+28,027
| +118% | +$3.06M |
|
46
FS KKR Capital
FSK
$2.98B
| $5.61M | 0.41% |
141,345
-19,468
| -12% | -$806K |
|
47
3M
MMM
$89B
| $5.51M | 0.4% |
40,292
+6,739
| +20% | +$865K |
|
48
iShares MSCI Emerging Markets ETF
EEM
$28B
| $5.5M | 0.4% |
139,983
-71,928
| -34% | -$2.92M |
|
49
Boeing
BA
$165B
| $5.48M | 0.4% |
42,290
+7,237
| +21% | +$918K |
|
50
Chevron
CVX
$388B
| $5.41M | 0.39% |
48,335
+4,129
| +9% | +$469K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.