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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.96% |
| 2 | Financials | 6.62% |
| 3 | Healthcare | 6.24% |
| 4 | Energy | 6.22% |
| 5 | Industrials | 5.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Intel
INTC
$413B
| $6.58M | 0.53% |
253,804
-12,963
| -5% | -$314K |
|
27
Pfizer
PFE
$143B
| $6.28M | 0.5% |
214,498
-115,173
| -35% | -$3.35M |
|
|
COLE
28
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
| $6.21M | 0.5% |
442,453
-346,243
| -44% | -$4.72M |
|
29
Merck
MRK
$322B
| $6.15M | 0.49% |
126,996
-70,342
| -36% | -$3.22M |
|
30
Walt Disney
DIS
$171B
| $6.13M | 0.49% |
80,232
-12,301
| -13% | -$852K |
|
31
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $6.05M | 0.48% |
336,984
-370,928
| -52% | -$6.29M |
|
32
DuPont de Nemours
DD
$18.6B
| $5.84M | 0.47% |
51,726
+22,054
| +74% | +$2.26M |
|
33
IBM
IBM
$213B
| $5.81M | 0.47% |
32,230
-32,811
| -50% | -$5.66M |
|
34
BP
BP
$112B
| $5.76M | 0.46% |
143,838
-76,628
| -35% | -$2.85M |
|
35
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $5.72M | 0.46% |
62,320
-67,163
| -52% | -$6.24M |
|
36
Vanguard Morningstar Value ETF
VTV
$188B
| $5.72M | 0.46% |
74,868
-8,952
| -11% | -$659K |
|
37
iShares Core S&P Small-Cap ETF
IJR
$109B
| $5.51M | 0.44% |
101,156
+1,150
| +1% | +$60.1K |
|
|
VER
38
DELISTED
VEREIT, Inc.
VER
| $5.33M | 0.43% |
83,037
+31,417
| +61% | +$2.03M |
|
39
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
| $5.25M | 0.42% |
103,258
-136,156
| -57% | -$6.62M |
|
40
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $5.23M | 0.42% |
65,392
-22,953
| -26% | -$1.85M |
|
41
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
| $5.19M | 0.42% |
87,440
-36,196
| -29% | -$2.06M |
|
42
Chevron
CVX
$382B
| $5.17M | 0.41% |
41,728
-80,387
| -66% | -$9.72M |
|
43
Vanguard FTSE Emerging Markets ETF
VWO
$117B
| $5.14M | 0.41% |
125,017
-420,090
| -77% | -$17.3M |
|
44
Alphabet (Google) Class C
GOOG
$4.11T
| $5.06M | 0.41% |
181,879
+2,650
| +1% | +$67K |
|
45
Altria Group
MO
$125B
| $5.06M | 0.41% |
131,292
-6,534
| -5% | -$241K |
|
46
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
| $5.02M | 0.4% |
162,557
-45,358
| -22% | -$1.4M |
|
47
Procter & Gamble
PG
$340B
| $4.79M | 0.38% |
59,730
-34,041
| -36% | -$2.77M |
|
48
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$694M
| $4.79M | 0.38% |
180,832
+107,756
| +147% | +$2.75M |
|
49
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $4.77M | 0.38% |
90,396
-316,230
| -78% | -$16.7M |
|
|
50
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $4.74M | 0.38% |
113,669
-538,681
| -83% | -$21.8M |
|
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TI
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CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.