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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $10.4M | 0.6% |
101,806
+38,714
| +61% | +$3.91M |
|
27
Vanguard Morningstar Growth ETF
VUG
$218B
| $10.2M | 0.6% |
726,858
+80,466
| +12% | +$1.11M |
|
28
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $10.1M | 0.59% |
+206,130
| New | +$10.2M |
|
29
Invesco Senior Loan ETF
BKLN
$6.97B
| $9.86M | 0.57% |
396,536
+103,735
| +35% | +$2.57M |
|
30
Verizon
VZ
$193B
| $9.8M | 0.57% |
209,582
+57,111
| +37% | +$2.79M |
|
|
COLE
31
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
| $9.66M | 0.56% |
+788,696
| New | +$8.96M |
|
|
TYG
32
Tortoise Energy Infrastructure Corp
TYG
$1.09B
| $9.66M | 0.56% |
52,613
+17,120
| +48% | +$3.09M |
|
33
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
| $9.62M | 0.56% |
113,779
+55,313
| +95% | +$4.66M |
|
34
Vanguard Health Care ETF
VHT
$18.3B
| $9.41M | 0.55% |
101,046
+98,672
| +4,156% | +$9.05M |
|
35
Meta Platforms (Facebook)
META
$1.37T
| $9.08M | 0.53% |
180,893
+123,800
| +217% | +$4.61M |
|
36
Cohen & Steers Infrastructure Fund
UTF
$3.11B
| $9.07M | 0.53% |
457,146
+178,733
| +64% | +$3.45M |
|
37
Merck
MRK
$321B
| $9.03M | 0.53% |
197,338
+43,180
| +28% | +$1.97M |
|
38
State Street SPDR S&P 500 ETF Trust
SPY
$784B
| $9.03M | 0.53% |
53,642
+19,843
| +59% | +$3.33M |
|
39
Pfizer
PFE
$142B
| $9.02M | 0.52% |
329,671
+73,565
| +29% | +$2M |
|
40
BlackRock Energy and Resources Trust
BGR
$417M
| $8.59M | 0.5% |
331,960
+118,779
| +56% | +$3.05M |
|
41
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
| $8.48M | 0.49% |
484,839
+247,094
| +104% | +$4.38M |
|
42
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
| $8.15M | 0.47% |
124,844
+77,647
| +165% | +$5.01M |
|
43
iShares MSCI EAFE ETF
EFA
$78.5B
| $8.01M | 0.47% |
125,409
+64,822
| +107% | +$3.97M |
|
44
Caterpillar
CAT
$373B
| $7.92M | 0.46% |
95,582
+44,305
| +86% | +$3.75M |
|
45
Emerson Electric
EMR
$83.3B
| $7.83M | 0.46% |
120,306
+35,178
| +41% | +$2.15M |
|
46
ProShares Ultra 7-10 Year Treasury
UST
$15.9M
| $7.76M | 0.45% |
+149,518
| New | +$7.61M |
|
47
BP
BP
$114B
| $7.63M | 0.44% |
220,466
+57,481
| +35% | +$1.97M |
|
48
iShares S&P 500 Value ETF
IVE
$49.1B
| $7.62M | 0.44% |
97,427
+24,151
| +33% | +$1.91M |
|
|
DD
49
DELISTED
Du Pont De Nemours E I
DD
| $7.53M | 0.44% |
133,572
+35,496
| +36% | +$1.94M |
|
50
Microsoft
MSFT
$3.35T
| $7.33M | 0.43% |
220,893
+14,537
| +7% | +$478K |
|
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First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.