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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Innovator US Equity Buffer ETF January
BJAN
$346M
| $799K | 0.03% |
32,366
+869
| +3% | +$24.2K |
|
452
iShares MSCI Hong Kong ETF
EWH
$1.15B
| $797K | 0.03% |
39,968
+25,726
| +181% | +$587K |
|
453
Veeva Systems
VEEV
$42.9B
| $796K | 0.03% |
5,089
-258
| -5% | -$37.8K |
|
|
SPXB
454
DELISTED
ProShares S&P 500 Bond ETF
SPXB
| $795K | 0.03% |
9,130
-191
| -2% | -$16.8K |
|
455
Vanguard Total Corporate Bond ETF
VTC
$1.68B
| $792K | 0.03% |
9,273
-182
| -2% | -$16K |
|
456
McKesson
MCK
$103B
| $791K | 0.03% |
5,847
+1,745
| +43% | +$256K |
|
457
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.95B
| $790K | 0.03% |
25,494
+1,276
| +5% | +$47.7K |
|
458
iShares Core US REIT ETF
USRT
$4.35B
| $788K | 0.03% |
20,114
-6,718
| -25% | -$343K |
|
459
Essential Utilities
WTRG
$11.7B
| $784K | 0.03% |
19,257
+2,722
| +16% | +$128K |
|
460
Northern Trust Quality Dividend Defensive ETF
QDEF
$549M
| $783K | 0.03% |
21,511
+675
| +3% | +$29.9K |
|
461
Palo Alto Networks
PANW
$307B
| $782K | 0.03% |
28,620
+774
| +3% | +$27K |
|
462
Schwab Emerging Markets Equity ETF
SCHE
$12.7B
| $781K | 0.03% |
+37,746
| New | +$944K |
|
463
DaVita
DVA
$12.4B
| $770K | 0.03% |
10,119
+6,022
| +147% | +$473K |
|
464
Emerson Electric
EMR
$81.3B
| $770K | 0.03% |
16,152
-43,491
| -73% | -$2.86M |
|
465
Dow Inc
DOW
$21.7B
| $768K | 0.03% |
26,272
+122
| +0.5% | +$5.19K |
|
466
Zoom
ZM
$26.8B
| $768K | 0.03% |
+5,256
| New | +$519K |
|
467
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$895M
| $767K | 0.03% |
14,845
-2,706
| -15% | -$142K |
|
468
Texas Instruments
TXN
$238B
| $766K | 0.03% |
7,661
-377
| -5% | -$45.2K |
|
|
DOCU
469
DocuSign
DOCU
$13.2B
| $763K | 0.03% |
8,255
-102
| -1% | -$8.2K |
|
470
WisdomTree US High Dividend Fund
DHS
$1.59B
| $761K | 0.03% |
13,445
-6,849
| -34% | -$480K |
|
471
Okta
OKTA
$32.9B
| $757K | 0.03% |
6,189
+1,851
| +43% | +$232K |
|
472
Edwards Lifesciences
EW
$51.5B
| $755K | 0.03% |
12,012
+1,632
| +16% | +$118K |
|
473
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.11B
| $750K | 0.03% |
57,942
| – | – |
|
474
Prologis
PLD
$127B
| $748K | 0.03% |
9,312
+1,644
| +21% | +$144K |
|
475
Ares Management
ARES
$28.3B
| $747K | 0.03% |
24,149
+4,620
| +24% | +$162K |
|
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First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.