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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
United Rentals
URI
$62.6B
| $1.08M | 0.04% |
6,446
+1,628
| +34% | +$236K |
|
452
Invesco Short Term Treasury ETF
TBLL
$2.74B
| $1.08M | 0.04% |
10,207
-1,603
| -14% | -$169K |
|
453
Valley National Bancorp
VLY
$7.48B
| $1.08M | 0.04% |
+94,046
| New | +$1.08M |
|
454
BCE
BCE
$21B
| $1.06M | 0.04% |
22,967
+638
| +3% | +$30.6K |
|
455
Ford
F
$53.2B
| $1.06M | 0.04% |
114,376
-12,974
| -10% | -$117K |
|
456
Palo Alto Networks
PANW
$307B
| $1.06M | 0.04% |
27,846
+4,482
| +19% | +$170K |
|
457
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $1.06M | 0.04% |
52,677
-5,448
| -9% | -$105K |
|
458
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.03B
| $1.05M | 0.04% |
11,142
+8,643
| +346% | +$749K |
|
459
First Trust Emerging Markets AlphaDEX Fund
FEM
$809M
| $1.05M | 0.04% |
39,577
+9,447
| +31% | +$232K |
|
460
The Kraft Heinz Company
KHC
$29.3B
| $1.05M | 0.04% |
32,760
+17,053
| +109% | +$516K |
|
461
Enterprise Products Partners
EPD
$82.3B
| $1.05M | 0.04% |
37,226
-11,112
| -23% | -$301K |
|
462
Eversource Energy
ES
$25.6B
| $1.04M | 0.04% |
12,290
+330
| +3% | +$27.4K |
|
463
Norfolk Southern
NSC
$71.2B
| $1.04M | 0.04% |
5,346
-600
| -10% | -$113K |
|
464
Ventas
VTR
$45.2B
| $1.03M | 0.03% |
17,731
-4,413
| -20% | -$277K |
|
465
Texas Instruments
TXN
$238B
| $1.03M | 0.03% |
8,038
-3,373
| -30% | -$416K |
|
466
Nucor
NUE
$59.1B
| $1.02M | 0.03% |
18,035
+963
| +6% | +$52.5K |
|
467
Energy Transfer Partners
ET
$72.7B
| $1.01M | 0.03% |
79,133
+7,352
| +10% | +$90.6K |
|
468
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$248M
| $1.01M | 0.03% |
22,215
-710
| -3% | -$31K |
|
469
iShares US Financial Services ETF
IYG
$2.15B
| $1.01M | 0.03% |
19,956
-1,353
| -6% | -$65K |
|
470
WisdomTree International Equity Fund
DWM
$663M
| $1M | 0.03% |
18,801
-5,085
| -21% | -$262K |
|
471
Northern Trust Quality Dividend Defensive ETF
QDEF
$549M
| $998K | 0.03% |
20,836
+2,164
| +12% | +$101K |
|
472
Newell Brands
NWL
$2.42B
| $991K | 0.03% |
51,461
+3,014
| +6% | +$58.1K |
|
473
Johnson Controls International
JCI
$85.1B
| $990K | 0.03% |
24,419
-3,394
| -12% | -$143K |
|
474
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.3B
| $989K | 0.03% |
28,124
+677
| +2% | +$23.9K |
|
475
Sanofi
SNY
$102B
| $988K | 0.03% |
19,571
+1,991
| +11% | +$93.3K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.