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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Norfolk Southern
NSC
$71.2B
| $1.07M | 0.04% |
5,946
-196
| -3% | -$36.1K |
|
452
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.11B
| $1.06M | 0.04% |
57,742
+2,000
| +4% | +$36.1K |
|
453
State Street Blackstone Senior Loan ETF
SRLN
$5.59B
| $1.06M | 0.04% |
22,660
-401
| -2% | -$18.5K |
|
454
VictoryShares Dividend Accelerator ETF
VSDA
$212M
| $1.06M | 0.04% |
+31,015
| New | +$1.04M |
|
455
Amphenol
APH
$191B
| $1.05M | 0.04% |
87,296
-6,840
| -7% | -$78.8K |
|
456
Dollar General
DG
$27.1B
| $1.04M | 0.04% |
6,540
-1,950
| -23% | -$282K |
|
457
NXP Semiconductors
NXPI
$55.2B
| $1.03M | 0.04% |
9,440
-1,627
| -15% | -$166K |
|
|
BNY
458
Bank of New York Mellon
BNY
$104B
| $1.03M | 0.04% |
22,756
-303
| -1% | -$13.5K |
|
|
RDS.B
459
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $1.02M | 0.04% |
17,145
+6,095
| +55% | +$364K |
|
|
LADR
460
Ladder Capital
LADR
$1.21B
| $1.02M | 0.04% |
59,232
+1,250
| +2% | +$21.1K |
|
461
Invesco Pharmaceuticals ETF
PJP
$545M
| $1.02M | 0.04% |
17,990
-602
| -3% | -$34.6K |
|
462
Eversource Energy
ES
$25.6B
| $1.02M | 0.04% |
11,960
-290
| -2% | -$23K |
|
|
SCHW
463
Charles Schwab
SCHW
$182B
| $1.02M | 0.04% |
24,278
+6,917
| +40% | +$279K |
|
464
National Grid
NGG
$76.4B
| $1.01M | 0.04% |
21,189
+1,928
| +10% | +$89.1K |
|
465
First Trust Ultra Short Duration Municipal ETF
FUMB
$255M
| $1M | 0.04% |
49,875
| – | – |
|
466
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.33B
| $1M | 0.04% |
25,002
+7,579
| +43% | +$300K |
|
467
BlackRock Corporate High Yield Fund
HYT
$1.56B
| $992K | 0.04% |
92,084
+5,851
| +7% | +$62.2K |
|
468
Illumina
ILMN
$34.6B
| $988K | 0.04% |
3,312
+780
| +31% | +$230K |
|
469
Phillips 66
PSX
$106B
| $983K | 0.04% |
9,647
+322
| +3% | +$32.3K |
|
470
Eastman Chemical
EMN
$7.44B
| $980K | 0.03% |
13,188
+92
| +0.7% | +$6.6K |
|
|
CIM
471
Chimera Investment
CIM
$912M
| $979K | 0.03% |
16,644
+10,013
| +151% | +$583K |
|
472
TJX Companies
TJX
$135B
| $979K | 0.03% |
17,576
-388
| -2% | -$21.1K |
|
|
ORIT
473
DELISTED
Oritani Financial Corp. New
ORIT
| $977K | 0.03% |
55,177
+33,186
| +151% | +$579K |
|
474
iShares S&P 100 ETF
OEF
$20B
| $975K | 0.03% |
7,432
-137
| -2% | -$17.9K |
|
475
Chubb
CB
$132B
| $974K | 0.03% |
6,035
+378
| +7% | +$58.5K |
|
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CT
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First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.