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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
Cap. Flow
-$140M
Cap. Flow %
-7.22%
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$11M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.58M
3
GAP
The Gap Inc
GAP
+$5.58M
4
LYB icon
LyondellBasell Industries
LYB
+$5.42M
5
RLJ icon
RLJ Lodging Trust
RLJ
+$5.35M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.62M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.55M
4
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$7.24M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$6.96M

Sector Composition

Rank Sector Weight
1 Technology 8.05%
2 Financials 6.73%
3 Healthcare 6.22%
4 Industrials 5.57%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
451
M&T Bank
MTB
$35.7B
$768K 0.04%
4,966
-1,233
-20% -$200K
SNI
452
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$767K 0.04%
9,774
+138
+1% +$10.7K
DY icon
453
Dycom Industries
DY
$12B
$766K 0.04%
8,246
+1,503
+22% +$128K
VCR icon
454
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$763K 0.04%
5,827
-6,125
-51% -$826K
ETP
455
DELISTED
Energy Transfer Partners L.p.
ETP
$763K 0.04%
20,887
-1,081
-5% -$40.2K
DES icon
456
WisdomTree US SmallCap Dividend Fund
DES
$2.18B
$762K 0.04%
28,371
+3,663
+15% +$99.3K
SVC
457
Service Properties Trust
SVC
$1.04B
$762K 0.04%
4,833
+687
+17% +$108K
TTE icon
458
TotalEnergies
TTE
$195B
$758K 0.04%
15,024
+1,829
+14% +$92.4K
AAL icon
459
American Airlines Group
AAL
$10.1B
$757K 0.04%
17,890
-3,347
-16% -$151K
WU icon
460
Western Union
WU
$1.99B
$755K 0.04%
37,036
+1,878
+5% +$38.3K
ED icon
461
Consolidated Edison
ED
$40.1B
$754K 0.04%
9,706
+189
+2% +$14.2K
FXG icon
462
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$754K 0.04%
16,510
-5,832
-26% -$269K
IAI icon
463
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$752K 0.04%
14,658
-184
-1% -$9.54K
PSK icon
464
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$752K 0.04%
17,117
-502
-3% -$21.9K
EXPD icon
465
Expeditors International
EXPD
$22B
$746K 0.04%
13,202
+1,174
+10% +$64.4K
DLN icon
466
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
$745K 0.04%
17,958
-1,166
-6% -$47.8K
UN
467
DELISTED
Unilever NV New York Registry Shares
UN
$743K 0.04%
15,247
+1,315
+9% +$58.9K
FTCS icon
468
First Trust Capital Strength ETF
FTCS
$7.91B
$742K 0.04%
16,992
-67,113
-80% -$2.87M
SNR
469
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$742K 0.04%
72,785
+25,613
+54% +$260K
PXH icon
470
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.94B
$727K 0.04%
35,378
+3,288
+10% +$64.8K
ULQ
471
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$723K 0.04%
14,376
-30,836
-68% -$1.55M
SWFT
472
DELISTED
Swift Transportation Company
SWFT
$723K 0.04%
37,187
+14,633
+65% +$326K
THO icon
473
Thor Industries
THO
$3.9B
$717K 0.04%
7,456
-2,901
-28% -$301K
IEI icon
474
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$716K 0.04%
5,903
-1,276
-18% -$157K
MNA icon
475
IQ ARB Merger Arbitrage ETF
MNA
$252M
$715K 0.04%
23,837
-14,732
-38% -$437K
17 18
19
20 21

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q1 2017 Portfolio in Review

As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.

Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.

  • First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
  • First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
  • First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
  • First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
  • First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.

Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.