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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Ecolab
ECL
$76.8B
| $816K | 0.04% |
6,961
+1,017
| +17% | +$119K |
|
452
iShares Agency Bond ETF
AGZ
$633M
| $813K | 0.04% |
7,216
+384
| +6% | +$43.7K |
|
453
First Trust Rising Dividend Achievers ETF
RDVY
$24.8B
| $807K | 0.04% |
+32,696
| New | +$772K |
|
454
BCE
BCE
$21B
| $789K | 0.04% |
18,245
+268
| +1% | +$11.8K |
|
|
ETP
455
DELISTED
Energy Transfer Partners L.p.
ETP
| $787K | 0.04% |
21,968
+146
| +0.7% | +$5.21K |
|
456
Chubb
CB
$132B
| $785K | 0.04% |
5,938
+1,200
| +25% | +$153K |
|
457
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$123M
| $779K | 0.04% |
24,186
-10,806
| -31% | -$327K |
|
458
American Tower
AMT
$82.2B
| $774K | 0.04% |
7,325
+308
| +4% | +$33.5K |
|
459
WisdomTree US LargeCap Dividend Fund
DLN
$6.2B
| $764K | 0.04% |
19,124
-2,594
| -12% | -$101K |
|
460
Western Union
WU
$2.04B
| $764K | 0.04% |
35,158
+14,359
| +69% | +$298K |
|
461
Hasbro
HAS
$12.6B
| $758K | 0.04% |
9,739
+4,277
| +78% | +$353K |
|
462
Tower Semiconductor
TSEM
$22.9B
| $755K | 0.04% |
39,650
+499
| +1% | +$8.61K |
|
463
VanEck Intermediate Muni ETF
ITM
$2.02B
| $754K | 0.04% |
16,262
+981
| +6% | +$46.4K |
|
464
Eversource Energy
ES
$25.6B
| $751K | 0.04% |
13,604
+502
| +4% | +$26.8K |
|
465
Kroger
KR
$36.4B
| $751K | 0.04% |
21,766
+1,340
| +7% | +$43.7K |
|
466
Nucor
NUE
$59.1B
| $751K | 0.04% |
12,622
-2,350
| -16% | -$131K |
|
467
Prospect Capital
PSEC
$1.13B
| $750K | 0.04% |
89,847
+781
| +0.9% | +$6.27K |
|
468
National Grid
NGG
$76.4B
| $746K | 0.04% |
13,250
-4,288
| -24% | -$254K |
|
469
Invesco Taxable Municipal Bond ETF
BAB
$874M
| $744K | 0.04% |
25,575
+5,611
| +28% | +$168K |
|
470
Schwab U.S Small- Cap ETF
SCHA
$21.9B
| $742K | 0.04% |
48,260
+20,540
| +74% | +$302K |
|
471
LyondellBasell Industries
LYB
$21B
| $740K | 0.04% |
8,629
-58,366
| -87% | -$4.9M |
|
472
State Street SPDR ICE Preferred Securities ETF
PSK
$664M
| $739K | 0.04% |
17,619
-9,897
| -36% | -$432K |
|
473
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.33B
| $734K | 0.04% |
14,842
-432
| -3% | -$19.8K |
|
474
Unilever
UL
$134B
| $733K | 0.04% |
16,013
-6,775
| -30% | -$316K |
|
475
PayPal
PYPL
$45.1B
| $731K | 0.04% |
18,530
+854
| +5% | +$34.3K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.