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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
Cap. Flow
+$36.7M
Cap. Flow %
1.95%
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$10.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.98M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.46M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.41M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$4.58M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$7.18M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.63M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.21M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.41M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.03%
2 Technology 7.03%
3 Healthcare 6.36%
4 Financials 5.3%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
451
PayPal
PYPL
$45.1B
$724K 0.04%
17,676
-6,155
-26% -$237K
CCI icon
452
Crown Castle
CCI
$31.2B
$722K 0.04%
7,664
-230
-3% -$22.1K
PSEC icon
453
Prospect Capital
PSEC
$1.13B
$721K 0.04%
89,066
+11,566
+15% +$95.5K
IVOO icon
454
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.72B
$714K 0.04%
13,650
+7,302
+115% +$381K
GOGO icon
455
Gogo Inc
GOGO
$346M
$713K 0.04%
64,548
-318
-0.5% -$3.38K
M icon
456
Macy's
M
$5.7B
$713K 0.04%
19,240
+3,240
+20% +$117K
UNG icon
457
United States Natural Gas Fund
UNG
$569M
$712K 0.04%
5,322
-117
-2% -$15.5K
ES icon
458
Eversource Energy
ES
$25.6B
$710K 0.04%
13,102
+3,663
+39% +$207K
BNY
459
Bank of New York Mellon
BNY
$104B
$707K 0.04%
17,716
-2,577
-13% -$103K
REM icon
460
iShares Mortgage Real Estate ETF
REM
$489M
$707K 0.04%
16,811
+713
+4% +$30.2K
GOOD
461
Gladstone Commercial Corp
GOOD
$613M
$699K 0.04%
37,506
+2,756
+8% +$49.5K
BAX icon
462
Baxter International
BAX
$12.2B
$698K 0.04%
14,654
-5,274
-26% -$249K
PPG icon
463
PPG Industries
PPG
$23.3B
$685K 0.04%
6,623
+581
+10% +$61K
IGLB icon
464
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.92B
$678K 0.04%
10,715
+466
+5% +$29.5K
STWD icon
465
Starwood Property Trust
STWD
$5.55B
$676K 0.04%
30,003
+10,156
+51% +$225K
DWM icon
466
WisdomTree International Equity Fund
DWM
$663M
$674K 0.04%
14,323
-216
-1% -$10K
IWS icon
467
iShares Russell Mid-Cap Value ETF
IWS
$15B
$674K 0.04%
8,784
-23,772
-73% -$1.81M
RMT
468
Royce Micro-Cap Trust
RMT
$724M
$674K 0.04%
86,305
+6,572
+8% +$50.9K
TCX icon
469
Tucows
TCX
$114M
$672K 0.04%
+21,000
New +$590K
FGD icon
470
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.63B
$669K 0.04%
28,490
+402
+1% +$9.28K
SPTL icon
471
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.9B
$663K 0.04%
16,772
-29,448
-64% -$1.17M
MRO
472
DELISTED
Marathon Oil Corporation
MRO
$660K 0.04%
41,764
+10,140
+32% +$151K
EDV icon
473
Vanguard World Funds Extended Duration ETF
EDV
$3.68B
$659K 0.04%
+4,829
New +$671K
LUV icon
474
Southwest Airlines
LUV
$19.2B
$657K 0.03%
16,894
+856
+5% +$32.5K
IBDC
475
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
– –
0
– –
17 18
19
20 21

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2016 Portfolio in Review

As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

  • First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
  • First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
  • First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
  • First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.

Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.