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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Genuine Parts
GPC
$18B
| $577K | 0.05% |
6,975
-523
| -7% | -$42.3K |
|
452
Sanofi
SNY
$102B
| $577K | 0.05% |
10,769
-1,691
| -14% | -$87.3K |
|
453
Reaves Utility Income Fund
UTG
$3.33B
| $577K | 0.05% |
23,404
| – | – |
|
454
VanEck Energy Income ETF
EINC
$78.2M
| $574K | 0.05% |
2,069
+430
| +26% | +$118K |
|
|
SI
455
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
| $573K | 0.05% |
4,158
-2,131
| -34% | -$274K |
|
|
UN
456
DELISTED
Unilever NV New York Registry Shares
UN
| $567K | 0.05% |
14,193
-2,261
| -14% | -$88K |
|
457
Accenture
ACN
$116B
| $566K | 0.05% |
6,879
+1,514
| +28% | +$114K |
|
458
American Tower
AMT
$82.2B
| $562K | 0.05% |
7,058
+1,088
| +18% | +$84.5K |
|
|
VPU
459
Vanguard Utilities ETF
VPU
$8B
| $560K | 0.04% |
6,782
+3,447
| +103% | +$288K |
|
460
FirstEnergy
FE
$26.3B
| $557K | 0.04% |
16,884
+7,734
| +85% | +$272K |
|
|
JLA
461
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
| $556K | 0.04% |
44,000
+4,730
| +12% | +$58.7K |
|
|
SNI
462
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
| $555K | 0.04% |
6,449
+270
| +4% | +$21.1K |
|
463
iShares MSCI South Korea ETF
EWY
$26.8B
| $554K | 0.04% |
8,708
+2,306
| +36% | +$146K |
|
|
COV
464
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
| $554K | 0.04% |
8,099
+298
| +4% | +$19.4K |
|
465
FedEx
FDX
$71.4B
| $550K | 0.04% |
3,834
-5,284
| -58% | -$700K |
|
466
VanEck Oil Services ETF
OIH
$1.96B
| $548K | 0.04% |
+571
| New | +$556K |
|
|
RPAI
467
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $548K | 0.04% |
43,297
-40,585
| -48% | -$550K |
|
468
Elbit Systems
ESLT
$34.6B
| $546K | 0.04% |
9,024
-392
| -4% | -$21.6K |
|
|
NXQ
469
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $540K | 0.04% |
43,725
+1,000
| +2% | +$12.3K |
|
470
Kennametal
KMT
$2.27B
| $533K | 0.04% |
10,286
+1,635
| +19% | +$77.4K |
|
471
iShares Global Consumer Staples ETF
KXI
$1.07B
| $532K | 0.04% |
12,352
-236
| -2% | -$10.1K |
|
472
State Street SPDR S&P International Dividend ETF
DWX
$524M
| $531K | 0.04% |
11,214
-9,365
| -46% | -$442K |
|
473
HF Sinclair
DINO
$20.3B
| $530K | 0.04% |
10,634
+1,333
| +14% | +$60.8K |
|
474
iShares US Financials ETF
IYF
$4.27B
| $527K | 0.04% |
13,162
+3,136
| +31% | +$121K |
|
475
TotalEnergies
TTE
$201B
| $526K | 0.04% |
8,553
-2,085
| -20% | -$124K |
|
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First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.