We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
| $1.18M | 0.04% |
38,536
-1,965
| -5% | -$59.9K |
|
427
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.34B
| $1.18M | 0.04% |
11,793
+656
| +6% | +$65.6K |
|
428
iShares US Industrials ETF
IYJ
$1.9B
| $1.18M | 0.04% |
14,028
+8,294
| +145% | +$677K |
|
429
NYLIM Merger Arbitrage ETF
MNA
$261M
| $1.16M | 0.04% |
35,068
-861
| -2% | -$28.1K |
|
430
American Water Works
AWK
$27.4B
| $1.16M | 0.04% |
9,452
-255
| -3% | -$30.9K |
|
431
Huntington Bancshares
HBAN
$32B
| $1.15M | 0.04% |
76,117
+9,930
| +15% | +$146K |
|
|
USFR
432
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $1.15M | 0.04% |
45,764
+30,406
| +198% | +$763K |
|
433
First Trust Ultra Short Duration Municipal ETF
FUMB
$255M
| $1.15M | 0.04% |
57,038
+7,163
| +14% | +$144K |
|
434
Diageo
DEO
$48.3B
| $1.14M | 0.04% |
6,765
-163
| -2% | -$26.5K |
|
|
LADR
435
Ladder Capital
LADR
$1.21B
| $1.14M | 0.04% |
63,337
+4,105
| +7% | +$70.8K |
|
436
Truist Financial
TFC
$59.2B
| $1.14M | 0.04% |
20,459
+6,968
| +52% | +$377K |
|
437
DTE Energy
DTE
$27.2B
| $1.13M | 0.04% |
10,265
+314
| +3% | +$33.9K |
|
|
WRK
438
DELISTED
WestRock Company
WRK
| $1.13M | 0.04% |
26,427
-9,929
| -27% | -$387K |
|
439
NXP Semiconductors
NXPI
$55.2B
| $1.13M | 0.04% |
8,868
-572
| -6% | -$66.4K |
|
440
Eastman Chemical
EMN
$7.44B
| $1.13M | 0.04% |
14,146
+958
| +7% | +$73.7K |
|
|
BNY
441
Bank of New York Mellon
BNY
$104B
| $1.12M | 0.04% |
22,239
-517
| -2% | -$24.7K |
|
|
RDS.B
442
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $1.12M | 0.04% |
18,837
+1,692
| +10% | +$99.6K |
|
443
Hershey
HSY
$34.3B
| $1.11M | 0.04% |
7,649
-301
| -4% | -$44.6K |
|
444
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.11B
| $1.1M | 0.04% |
57,942
+200
| +0.3% | +$3.68K |
|
445
MetLife
MET
$61.8B
| $1.1M | 0.04% |
21,595
-4,275
| -17% | -$206K |
|
446
VictoryShares Dividend Accelerator ETF
VSDA
$212M
| $1.09M | 0.04% |
30,559
-456
| -1% | -$15.8K |
|
447
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.82B
| $1.09M | 0.04% |
16,884
+3,173
| +23% | +$196K |
|
448
Crown Castle
CCI
$31.2B
| $1.08M | 0.04% |
7,602
-466
| -6% | -$63.6K |
|
449
VanEck Gold Miners ETF
GDX
$27.9B
| $1.08M | 0.04% |
37,010
+27,749
| +300% | +$759K |
|
450
State Street SPDR S&P China ETF
GXC
$459M
| $1.08M | 0.04% |
10,504
-16
| -0.2% | -$1.54K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.