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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
Cap. Flow
-$140M
Cap. Flow %
-7.22%
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$11M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.58M
3
GAP
The Gap Inc
GAP
+$5.58M
4
LYB icon
LyondellBasell Industries
LYB
+$5.42M
5
RLJ icon
RLJ Lodging Trust
RLJ
+$5.35M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.62M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.55M
4
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$7.24M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$6.96M

Sector Composition

Rank Sector Weight
1 Technology 8.05%
2 Financials 6.73%
3 Healthcare 6.22%
4 Industrials 5.57%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
426
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$859K 0.04%
15,714
-338
-2% -$18.4K
JBLU icon
427
JetBlue
JBLU
$2.28B
$859K 0.04%
41,945
-4,198
-9% -$85.6K
RDS.A
428
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$856K 0.04%
16,280
-516
-3% -$27.6K
DSI icon
429
iShares MSCI KLD 400 Social ETF
DSI
$5.3B
$854K 0.04%
19,684
+3,400
+21% +$145K
MDIV icon
430
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$842K 0.04%
43,637
+10
+0% +$195
RGC
431
DELISTED
Regal Entertainment Group
RGC
$837K 0.04%
37,059
+5,821
+19% +$128K
MTUM icon
432
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$832K 0.04%
10,064
-5,057
-33% -$405K
GPM
433
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$831K 0.04%
103,107
+52,970
+106% +$434K
EMLP icon
434
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$827K 0.04%
32,673
-15,419
-32% -$390K
HYT icon
435
BlackRock Corporate High Yield Fund
HYT
$1.36B
$827K 0.04%
76,547
-1,736
-2% -$19.1K
DXJ icon
436
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$824K 0.04%
16,287
-9,598
-37% -$489K
HAL icon
437
Halliburton
HAL
$26.9B
$821K 0.04%
16,775
-447
-3% -$24K
PEY icon
438
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$818K 0.04%
47,941
-20,013
-29% -$341K
ES icon
439
Eversource Energy
ES
$26.9B
$816K 0.04%
13,885
+281
+2% +$16K
ITM icon
440
VanEck Intermediate Muni ETF
ITM
$2.14B
$811K 0.04%
17,291
+1,029
+6% +$48K
FGD icon
441
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$808K 0.04%
32,948
+10,912
+50% +$264K
IGE icon
442
iShares North American Natural Resources ETF
IGE
$741M
$803K 0.04%
23,751
+3,652
+18% +$128K
QABA icon
443
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$803K 0.04%
15,861
+2,575
+19% +$134K
CB icon
444
Chubb
CB
$135B
$802K 0.04%
5,892
-46
-0.8% -$6.19K
VGK icon
445
Vanguard FTSE Europe ETF
VGK
$30.7B
$802K 0.04%
14,974
-9,202
-38% -$459K
BCE icon
446
BCE
BCE
$20.2B
$797K 0.04%
18,001
-244
-1% -$10.8K
APC
447
DELISTED
Anadarko Petroleum
APC
$796K 0.04%
12,839
-1,844
-13% -$123K
RZG icon
448
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
$778K 0.04%
23,199
-987
-4% -$32.3K
APA icon
449
APA Corp
APA
$13.2B
$776K 0.04%
15,107
+1,829
+14% +$103K
SKX
450
DELISTED
Skechers
SKX
$775K 0.04%
+20,643
New +$535K
16 17
18
19 20

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
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First Allied Advisory Services's Q1 2017 Portfolio in Review

As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.

Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.

  • First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
  • First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
  • First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
  • First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
  • First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.

Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.