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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
iShares US Treasury Bond ETF
GOVT
$41.3B
| $875K | 0.04% |
35,096
-22,481
| -39% | -$570K |
|
427
Las Vegas Sands
LVS
$26.6B
| $871K | 0.04% |
16,308
+5,632
| +53% | +$328K |
|
428
Welltower
WELL
$169B
| $869K | 0.04% |
12,988
+2,847
| +28% | +$189K |
|
429
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $868K | 0.04% |
16,052
+10,226
| +176% | +$559K |
|
430
Atlassian
TEAM
$48.2B
| $867K | 0.04% |
35,991
+1,272
| +4% | +$34.4K |
|
431
State Street SPDR Dow Jones REIT ETF
RWR
$1.81B
| $861K | 0.04% |
9,222
-20,478
| -69% | -$1.88M |
|
432
Western Digital
WDC
$150B
| $859K | 0.04% |
16,716
+3,385
| +25% | +$156K |
|
|
WRK
433
DELISTED
WestRock Company
WRK
| $855K | 0.04% |
16,849
+7,748
| +85% | +$381K |
|
434
Goodyear
GT
$1.49B
| $850K | 0.04% |
27,550
-1,409
| -5% | -$43.6K |
|
435
BlackRock Corporate High Yield Fund
HYT
$1.56B
| $848K | 0.04% |
78,283
-8,012
| -9% | -$84.4K |
|
436
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.92B
| $847K | 0.04% |
14,422
+3,707
| +35% | +$222K |
|
437
Broadcom
AVGO
$1.62T
| $845K | 0.04% |
47,800
-22,470
| -32% | -$389K |
|
438
APA Corp
APA
$15.7B
| $843K | 0.04% |
13,278
+5,667
| +74% | +$357K |
|
|
PPL
439
PPL Corp
PPL
$25.1B
| $840K | 0.04% |
24,673
-216
| -0.9% | -$7.25K |
|
440
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$423M
| $834K | 0.04% |
43,627
-12,684
| -23% | -$237K |
|
441
PNC Financial Services
PNC
$92.4B
| $830K | 0.04% |
7,098
+2,008
| +39% | +$209K |
|
442
First Trust Europe AlphaDEX Fund
FEP
$525M
| $828K | 0.04% |
28,355
-7,982
| -22% | -$228K |
|
443
Diageo
DEO
$48.3B
| $827K | 0.04% |
7,960
-118
| -1% | -$12.4K |
|
444
Amphenol
APH
$191B
| $826K | 0.04% |
98,320
+23,792
| +32% | +$198K |
|
445
Texas Instruments
TXN
$238B
| $825K | 0.04% |
11,309
+834
| +8% | +$59.5K |
|
446
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.89B
| $823K | 0.04% |
9,060
+1,330
| +17% | +$125K |
|
447
Baxter International
BAX
$12.2B
| $822K | 0.04% |
18,535
+3,881
| +26% | +$179K |
|
448
Micron Technology
MU
$1.05T
| $822K | 0.04% |
37,517
+992
| +3% | +$18.6K |
|
449
iShares US Telecommunications ETF
IYZ
$1.22B
| $819K | 0.04% |
23,732
+17,391
| +274% | +$560K |
|
450
Vanguard Russell 1000 Growth ETF
VONG
$45.1B
| $817K | 0.04% |
30,384
-2,088
| -6% | -$55.5K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.