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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
iShares Agency Bond ETF
AGZ
$633M
| $790K | 0.04% |
6,832
-1,504
| -18% | -$174K |
|
427
Dollar General
DG
$27.1B
| $789K | 0.04% |
11,275
+2,003
| +22% | +$170K |
|
428
Cheniere Energy
LNG
$55.3B
| $783K | 0.04% |
17,948
-388
| -2% | -$16.4K |
|
429
Baidu
BIDU
$30.2B
| $781K | 0.04% |
4,291
-454
| -10% | -$78.6K |
|
430
State Street Materials Select Sector SPDR ETF
XLB
$8.33B
| $780K | 0.04% |
32,664
-21,790
| -40% | -$525K |
|
|
APC
431
DELISTED
Anadarko Petroleum
APC
| $778K | 0.04% |
12,276
-4,535
| -27% | -$253K |
|
432
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.89B
| $771K | 0.04% |
7,730
-1,893
| -20% | -$186K |
|
433
JetBlue
JBLU
$1.62B
| $769K | 0.04% |
44,627
+23,694
| +113% | +$405K |
|
434
Vanguard Industrials ETF
VIS
$7.71B
| $765K | 0.04% |
+6,897
| New | +$761K |
|
435
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.28B
| $763K | 0.04% |
24,914
-49,726
| -67% | -$1.51M |
|
436
iShares North American Natural Resources ETF
IGE
$783M
| $759K | 0.04% |
22,014
-513
| -2% | -$17.3K |
|
437
Welltower
WELL
$169B
| $758K | 0.04% |
10,141
-3,845
| -27% | -$294K |
|
438
VanEck Intermediate Muni ETF
ITM
$2.02B
| $752K | 0.04% |
15,281
+2,377
| +18% | +$117K |
|
|
UNIT
439
Uniti Group
UNIT
$2.32B
| $752K | 0.04% |
+23,938
| New | +$735K |
|
440
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.21B
| $745K | 0.04% |
14,955
-3,098
| -17% | -$158K |
|
|
ZTR
441
Virtus Total Return Fund
ZTR
$316M
| $743K | 0.04% |
61,674
-1,697
| -3% | -$20.8K |
|
442
HCA Healthcare
HCA
$93.2B
| $742K | 0.04% |
+9,812
| New | +$751K |
|
443
Nucor
NUE
$59.1B
| $740K | 0.04% |
14,972
-315
| -2% | -$16K |
|
444
British American Tobacco
BTI
$121B
| $737K | 0.04% |
11,542
-2,222
| -16% | -$141K |
|
445
United Therapeutics
UTHR
$21.4B
| $736K | 0.04% |
6,236
+2,330
| +60% | +$280K |
|
|
FLG
446
Flagstar Bank National Association
FLG
$5.22B
| $736K | 0.04% |
17,246
-7,453
| -30% | -$327K |
|
447
Texas Instruments
TXN
$238B
| $735K | 0.04% |
10,475
-781
| -7% | -$53.2K |
|
|
RDS.A
448
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $730K | 0.04% |
15,104
+33
| +0.2% | +$1.61K |
|
|
WPG
449
DELISTED
Washington Prime Group Inc.
WPG
| $727K | 0.04% |
6,521
-204
| -3% | -$23.4K |
|
450
Ecolab
ECL
$76.8B
| $724K | 0.04% |
5,944
-906
| -13% | -$109K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.