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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
Edwards Lifesciences
EW
$47.6B
| $694K | 0.05% |
32,646
+5,616
| +21% | +$113K |
|
427
National Grid
NGG
$82.7B
| $688K | 0.05% |
10,082
-760
| -7% | -$52.8K |
|
428
American Tower
AMT
$77.7B
| $687K | 0.05% |
7,004
-249
| -3% | -$24.5K |
|
429
NOV
NOV
$7.45B
| $685K | 0.05% |
10,303
-1,708
| -14% | -$119K |
|
|
PCN
430
PIMCO Corporate & Income Strategy Fund
PCN
$870M
| $684K | 0.05% |
45,161
-8,640
| -16% | -$139K |
|
431
Halliburton
HAL
$27.9B
| $680K | 0.05% |
17,260
+8,915
| +107% | +$434K |
|
432
iShares MSCI Switzerland ETF
EWL
$2.12B
| $679K | 0.05% |
21,521
+2,555
| +13% | +$82K |
|
433
Advance Auto Parts
AAP
$3.37B
| $678K | 0.05% |
4,276
-66
| -2% | -$9.7K |
|
434
Quest Diagnostics
DGX
$25.1B
| $678K | 0.05% |
10,189
-456
| -4% | -$28.8K |
|
435
Cboe Global Markets
CBOE
$29.8B
| $676K | 0.05% |
10,586
+664
| +7% | +$39.6K |
|
436
MetLife
MET
$61B
| $674K | 0.05% |
13,980
+1,534
| +12% | +$72.9K |
|
437
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $670K | 0.05% |
19,959
+142
| +0.7% | +$4.63K |
|
438
First American
FAF
$7.67B
| $668K | 0.05% |
19,729
-619
| -3% | -$19K |
|
|
SE
439
DELISTED
Spectra Energy Corp Wi
SE
| $661K | 0.05% |
18,282
-2,188
| -11% | -$82.4K |
|
440
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
| $660K | 0.05% |
43,954
-7,446
| -14% | -$110K |
|
441
Thermo Fisher Scientific
TMO
$211B
| $660K | 0.05% |
5,220
+317
| +6% | +$38.5K |
|
|
VPU
442
Vanguard Utilities ETF
VPU
$8.83B
| $659K | 0.05% |
6,411
-2,651
| -29% | -$260K |
|
443
Apollo Global Management
APO
$70.7B
| $658K | 0.05% |
28,095
+2,675
| +11% | +$61.7K |
|
|
CXP
444
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $657K | 0.05% |
25,847
-23,949
| -48% | -$602K |
|
445
Royal Caribbean
RCL
$78.7B
| $648K | 0.05% |
7,863
-471
| -6% | -$33.1K |
|
446
Phillips 66
PSX
$82.9B
| $647K | 0.05% |
8,886
-128
| -1% | -$9.44K |
|
447
Bread Financial
BFH
$4.21B
| $645K | 0.05% |
2,819
-270
| -9% | -$59.1K |
|
448
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $644K | 0.05% |
8,693
-2,442
| -22% | -$176K |
|
449
Nucor
NUE
$56.4B
| $644K | 0.05% |
13,147
+2,463
| +23% | +$128K |
|
450
Hartford Financial Services
HIG
$38.5B
| $641K | 0.05% |
15,362
+363
| +2% | +$14.4K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.