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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTY icon
426
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$624K 0.05%
36,098
+100
+0.3% +$1.79K
VCR icon
427
Vanguard Consumer Discretionary ETF
VCR
$5.71B
$616K 0.05%
5,726
+2,749
+92% +$284K
DHC
428
Diversified Healthcare Trust
DHC
$1.92B
$612K 0.05%
27,920
+8,566
+44% +$198K
ANH
429
DELISTED
Anworth Mortgage Asset Corporation
ANH
$610K 0.05%
146,194
+35,363
+32% +$159K
PKW icon
430
Invesco BuyBack Achievers ETF
PKW
$1.75B
$609K 0.05%
14,092
-16,625
-54% -$682K
PBA icon
431
Pembina Pipeline
PBA
$27.4B
$606K 0.05%
16,855
-1,722
-9% -$56.6K
EEMV icon
432
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.58B
$603K 0.05%
10,414
-5,230
-33% -$309K
STX icon
433
Seagate
STX
$178B
$598K 0.05%
10,668
-149,770
-93% -$7.41M
TGP
434
DELISTED
Teekay LNG Partners L.P.
TGP
$597K 0.05%
13,915
+520
+4% +$21.3K
ARR
435
Armour Residential REIT
ARR
$2.1B
$596K 0.05%
3,738
-3,693
-50% -$595K
GT icon
436
Goodyear
GT
$1.49B
$595K 0.05%
24,985
-1,000
-4% -$22.1K
LINE
437
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$595K 0.05%
19,346
+505
+3% +$14.6K
SURE icon
438
AdvisorShares Insider Advantage ETF
SURE
$56M
$593K 0.05%
+12,177
New +$560K
VLO icon
439
Valero Energy
VLO
$116B
$593K 0.05%
11,868
-20,866
-64% -$879K
JWN
440
DELISTED
Nordstrom
JWN
$589K 0.05%
9,525
+226
+2% +$13.6K
EVT icon
441
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.07B
$586K 0.05%
30,811
-8,270
-21% -$153K
PPL
442
PPL Corp
PPL
$25.1B
$586K 0.05%
20,681
-18,848
-48% -$532K
IAK icon
443
iShares US Insurance ETF
IAK
$504M
$585K 0.05%
12,299
– –
IYE icon
444
iShares US Energy ETF
IYE
$1.85B
$585K 0.05%
11,613
-10,800
-48% -$529K
DWAS icon
445
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$407M
$584K 0.05%
14,668
+5,687
+63% +$215K
ETN icon
446
Eaton
ETN
$155B
$582K 0.05%
7,557
-1,618
-18% -$115K
BIV icon
447
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
$581K 0.05%
7,080
-69,923
-91% -$5.83M
BWP
448
DELISTED
Boardwalk Pipeline Partners
BWP
$581K 0.05%
22,412
+62
+0.3% +$1.73K
DFP
449
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$401M
$579K 0.05%
28,000
+12,500
+81% +$254K
PPG icon
450
PPG Industries
PPG
$23.3B
$579K 0.05%
6,036
-2,848
-32% -$257K
16 17
18
19 20

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.