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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Unilever
UL
$134B
| $956K | 0.04% |
16,802
+6,526
| +64% | +$409K |
|
402
Regeneron Pharmaceuticals
REGN
$79.7B
| $948K | 0.04% |
1,941
-66
| -3% | -$27.2K |
|
|
CTXS
403
DELISTED
Citrix Systems Inc
CTXS
| $945K | 0.04% |
6,676
-572
| -8% | -$68.2K |
|
404
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
| $942K | 0.04% |
38,927
+391
| +1% | +$11.1K |
|
405
Exelon
EXC
$43.7B
| $939K | 0.04% |
35,747
-1,071
| -3% | -$33.7K |
|
406
Hershey
HSY
$34.3B
| $937K | 0.04% |
7,069
-580
| -8% | -$85.6K |
|
407
DexCom
DXCM
$33B
| $934K | 0.04% |
13,872
+3,008
| +28% | +$187K |
|
408
ARK Innovation ETF
ARKK
$6.41B
| $933K | 0.04% |
21,204
+4,694
| +28% | +$239K |
|
409
State Street Energy Select Sector SPDR ETF
XLE
$42B
| $928K | 0.04% |
63,900
-27,848
| -30% | -$661K |
|
|
RGT
410
Royce Global Value Trust
RGT
$93.5M
| $927K | 0.04% |
115,351
-2,113
| -2% | -$22.6K |
|
411
Albemarle
ALB
$12.9B
| $926K | 0.04% |
16,420
+11,513
| +235% | +$882K |
|
412
Constellation Brands
STZ
$21B
| $920K | 0.04% |
6,417
-1,455
| -18% | -$257K |
|
413
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.82B
| $918K | 0.04% |
19,877
+2,993
| +18% | +$177K |
|
414
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.4B
| $915K | 0.04% |
18,386
+2,624
| +17% | +$131K |
|
415
iShares MSCI Spain ETF
EWP
$2.21B
| $914K | 0.04% |
+44,988
| New | +$1.17M |
|
|
VER
416
DELISTED
VEREIT, Inc.
VER
| $906K | 0.04% |
37,059
-6,644
| -15% | -$281K |
|
417
KKR & Co
KKR
$86.9B
| $905K | 0.04% |
38,568
-1,799
| -4% | -$51.7K |
|
418
iShares US Industrials ETF
IYJ
$1.9B
| $893K | 0.04% |
14,384
+356
| +3% | +$27.7K |
|
419
General Dynamics
GD
$97.4B
| $889K | 0.04% |
6,719
-495
| -7% | -$82.2K |
|
420
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
| $885K | 0.04% |
34,840
-204,580
| -85% | -$5.91M |
|
421
First Trust Technology AlphaDEX Fund
FXL
$2.71B
| $883K | 0.04% |
14,872
-14,822
| -50% | -$1.03M |
|
422
Canadian Imperial Bank of Commerce
CM
$103B
| $882K | 0.04% |
30,430
+1,204
| +4% | +$44.8K |
|
423
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
| $880K | 0.04% |
9,709
+1,097
| +13% | +$120K |
|
424
Intercontinental Exchange
ICE
$86.5B
| $871K | 0.04% |
10,791
+1,496
| +16% | +$136K |
|
425
CoStar Group
CSGP
$12.3B
| $869K | 0.04% |
14,800
+3,630
| +32% | +$237K |
|
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First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.