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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
First Trust Managed Municipal ETF
FMB
$2.01B
| $1.28M | 0.04% |
23,103
+3,065
| +15% | +$170K |
|
402
American Tower
AMT
$82.2B
| $1.27M | 0.04% |
5,538
+1
| +0% | +$218 |
|
403
Mondelez International
MDLZ
$79.6B
| $1.27M | 0.04% |
23,119
-6,661
| -22% | -$356K |
|
404
Invesco Ultra Short Duration ETF
GSY
$3.93B
| $1.27M | 0.04% |
25,228
-2,290
| -8% | -$115K |
|
405
General Dynamics
GD
$97.4B
| $1.27M | 0.04% |
7,214
-342
| -5% | -$61.4K |
|
406
Sysco
SYY
$37.7B
| $1.27M | 0.04% |
14,786
-4,347
| -23% | -$352K |
|
407
Illumina
ILMN
$34.6B
| $1.26M | 0.04% |
3,906
+594
| +18% | +$180K |
|
408
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.97B
| $1.26M | 0.04% |
24,906
+3,079
| +14% | +$156K |
|
409
Southwest Airlines
LUV
$19.2B
| $1.25M | 0.04% |
23,134
+679
| +3% | +$37.7K |
|
410
Omega Healthcare
OHI
$14.2B
| $1.25M | 0.04% |
29,617
+2,271
| +8% | +$96.1K |
|
411
National Grid
NGG
$76.4B
| $1.23M | 0.04% |
22,203
+1,014
| +5% | +$52.1K |
|
412
ConocoPhillips
COP
$159B
| $1.23M | 0.04% |
18,835
-730
| -4% | -$42.9K |
|
413
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
| $1.23M | 0.04% |
22,511
-61
| -0.3% | -$3.23K |
|
414
ServiceNow
NOW
$145B
| $1.23M | 0.04% |
21,850
+8,610
| +65% | +$454K |
|
415
Intuitive Surgical
ISRG
$135B
| $1.23M | 0.04% |
6,153
+1,092
| +22% | +$204K |
|
|
CIM
416
Chimera Investment
CIM
$912M
| $1.22M | 0.04% |
19,787
+3,143
| +19% | +$192K |
|
417
Amphenol
APH
$191B
| $1.22M | 0.04% |
90,600
+3,304
| +4% | +$42.2K |
|
418
Invesco S&P 500 Quality ETF
SPHQ
$18.4B
| $1.22M | 0.04% |
33,260
-1,366
| -4% | -$47.6K |
|
419
Canadian Imperial Bank of Commerce
CM
$103B
| $1.21M | 0.04% |
29,226
+692
| +2% | +$29.3K |
|
420
Booking.com
BKNG
$129B
| $1.21M | 0.04% |
14,900
-1,125
| -7% | -$88.3K |
|
421
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.2B
| $1.2M | 0.04% |
34,694
-1,829
| -5% | -$64.1K |
|
422
Exelon
EXC
$43.7B
| $1.2M | 0.04% |
36,818
-4,076
| -10% | -$132K |
|
|
EVV
423
Eaton Vance Limited Duration Income Fund
EVV
$1.01B
| $1.19M | 0.04% |
89,154
+430
| +0.5% | +$5.51K |
|
424
Vertex Pharmaceuticals
VRTX
$130B
| $1.18M | 0.04% |
5,351
+653
| +14% | +$132K |
|
425
KKR & Co
KKR
$86.9B
| $1.18M | 0.04% |
40,367
-2,018
| -5% | -$57.5K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.