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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
ProShares Online Retail ETF
ONLN
$57.9M
| $1.3M | 0.05% |
38,638
+100
| +0.3% | +$3.61K |
|
402
Delta Air Lines
DAL
$51.2B
| $1.29M | 0.05% |
22,202
+2,699
| +14% | +$160K |
|
403
Booking.com
BKNG
$129B
| $1.27M | 0.05% |
16,025
-5,325
| -25% | -$412K |
|
404
eBay
EBAY
$48.6B
| $1.27M | 0.05% |
32,303
-638
| -2% | -$25.6K |
|
405
Occidental Petroleum
OXY
$59.3B
| $1.26M | 0.05% |
28,076
+7,389
| +36% | +$349K |
|
406
Invesco Short Term Treasury ETF
TBLL
$2.74B
| $1.25M | 0.04% |
11,810
-17,242
| -59% | -$1.82M |
|
407
Cognizant
CTSH
$27.9B
| $1.24M | 0.04% |
20,510
-10,761
| -34% | -$680K |
|
408
iShares US Financials ETF
IYF
$4.27B
| $1.24M | 0.04% |
19,240
-1,738
| -8% | -$110K |
|
409
Consolidated Edison
ED
$39B
| $1.23M | 0.04% |
12,974
-1,695
| -12% | -$150K |
|
410
TotalEnergies
TTE
$201B
| $1.23M | 0.04% |
23,468
-3,052
| -12% | -$158K |
|
411
American Tower
AMT
$82.2B
| $1.23M | 0.04% |
5,537
-1,680
| -23% | -$367K |
|
412
Hershey
HSY
$34.3B
| $1.23M | 0.04% |
7,950
-27
| -0.3% | -$4.08K |
|
413
MetLife
MET
$61.8B
| $1.22M | 0.04% |
25,870
+120
| +0.5% | +$5.72K |
|
414
Johnson Controls International
JCI
$85.1B
| $1.22M | 0.04% |
27,813
+5,577
| +25% | +$236K |
|
415
Southwest Airlines
LUV
$19.2B
| $1.22M | 0.04% |
22,455
-7,931
| -26% | -$415K |
|
|
RGT
416
Royce Global Value Trust
RGT
$93.5M
| $1.22M | 0.04% |
121,780
+197
| +0.2% | +$2.01K |
|
417
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
| $1.21M | 0.04% |
40,501
-2,785
| -6% | -$81.3K |
|
418
American Water Works
AWK
$27.4B
| $1.21M | 0.04% |
9,707
+578
| +6% | +$69.7K |
|
419
WisdomTree International Equity Fund
DWM
$663M
| $1.19M | 0.04% |
23,886
+5,150
| +27% | +$255K |
|
420
Western Digital
WDC
$150B
| $1.19M | 0.04% |
26,308
-3,011
| -10% | -$129K |
|
421
Invesco Dorsey Wright Momentum ETF
PDP
$1.41B
| $1.18M | 0.04% |
19,438
-529
| -3% | -$32.6K |
|
422
Canadian Imperial Bank of Commerce
CM
$103B
| $1.18M | 0.04% |
28,534
+12,132
| +74% | +$477K |
|
423
SLB Ltd
SLB
$77.6B
| $1.18M | 0.04% |
34,412
-2,274
| -6% | -$83.1K |
|
424
Vanguard FTSE Europe ETF
VGK
$30B
| $1.18M | 0.04% |
21,902
+212
| +1% | +$11.3K |
|
425
Vistra
VST
$47.1B
| $1.17M | 0.04% |
43,550
+33,110
| +317% | +$788K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.