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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.5%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.45% |
| 2 | Technology | 7.16% |
| 3 | Financials | 5.52% |
| 4 | Healthcare | 4.7% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CSF
401
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
| $1.23M | 0.05% |
+27,755
| New | +$1.25M |
|
402
Invesco S&P 500 High Beta ETF
SPHB
$872M
| $1.23M | 0.05% |
28,743
-18,417
| -39% | -$808K |
|
403
Bank OZK
OZK
$5.23B
| $1.22M | 0.05% |
25,221
+20,133
| +396% | +$1.02M |
|
404
First Trust Financials AlphaDEX Fund
FXO
$1.09B
| $1.21M | 0.05% |
39,051
+17,612
| +82% | +$557K |
|
405
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.47B
| $1.21M | 0.05% |
33,574
-273
| -0.8% | -$9.84K |
|
406
McKesson
MCK
$103B
| $1.2M | 0.05% |
8,484
+48
| +0.6% | +$7.48K |
|
407
Cardinal Health
CAH
$54.1B
| $1.2M | 0.05% |
19,110
+453
| +2% | +$31.1K |
|
408
eBay
EBAY
$48.6B
| $1.2M | 0.05% |
29,664
+12,014
| +68% | +$497K |
|
409
Crown Castle
CCI
$31.2B
| $1.2M | 0.05% |
10,891
-154
| -1% | -$16.7K |
|
410
NetEase
NTES
$75.4B
| $1.2M | 0.05% |
21,310
-6,745
| -24% | -$424K |
|
411
BlackRock Health Sciences Trust
BME
$573M
| $1.19M | 0.05% |
34,191
+688
| +2% | +$24.5K |
|
412
Elbit Systems
ESLT
$34.6B
| $1.19M | 0.05% |
9,931
+250
| +3% | +$34.7K |
|
413
KKR & Co
KKR
$86.9B
| $1.19M | 0.05% |
58,678
-4,750
| -7% | -$106K |
|
414
Salesforce
CRM
$206B
| $1.18M | 0.05% |
10,116
+515
| +5% | +$59.1K |
|
415
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
| $1.17M | 0.04% |
53,132
-5,103
| -9% | -$120K |
|
416
NextEra Energy
NEE
$168B
| $1.15M | 0.04% |
28,332
-3,200
| -10% | -$123K |
|
417
Welltower
WELL
$169B
| $1.15M | 0.04% |
21,116
+555
| +3% | +$31.3K |
|
418
Ross Stores
ROST
$71.8B
| $1.14M | 0.04% |
14,689
-6,557
| -31% | -$520K |
|
419
Freeport-McMoran
FCX
$99.4B
| $1.14M | 0.04% |
64,674
+5,643
| +10% | +$106K |
|
420
D.R. Horton
DHI
$38.7B
| $1.13M | 0.04% |
25,627
-180
| -0.7% | -$8.4K |
|
421
iShares 3-7 Year Treasury Bond ETF
IEI
$17.2B
| $1.13M | 0.04% |
9,337
+3,226
| +53% | +$389K |
|
|
MMP
422
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.13M | 0.04% |
19,239
-1,812
| -9% | -$122K |
|
423
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
| $1.13M | 0.04% |
18,735
+8,885
| +90% | +$533K |
|
424
iShares Russell 3000 ETF
IWV
$20B
| $1.12M | 0.04% |
7,162
-1,768
| -20% | -$286K |
|
425
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
| $1.12M | 0.04% |
44,420
-6,568
| -13% | -$164K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 59% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.