We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.43B
| $952K | 0.05% |
15,025
+6,001
| +67% | +$368K |
|
402
Crown Castle
CCI
$31.2B
| $940K | 0.05% |
10,837
+3,173
| +41% | +$278K |
|
403
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
| $936K | 0.05% |
17,899
+323
| +2% | +$17.1K |
|
404
Halliburton
HAL
$28.8B
| $932K | 0.05% |
17,222
+2,688
| +18% | +$134K |
|
405
DTE Energy
DTE
$27.2B
| $926K | 0.05% |
11,040
-406
| -4% | -$32.6K |
|
406
LKQ Corp
LKQ
$5.82B
| $924K | 0.05% |
30,133
-388
| -1% | -$12.7K |
|
407
NextEra Energy
NEE
$168B
| $922K | 0.05% |
30,868
+1,908
| +7% | +$57K |
|
|
RDS.A
408
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $913K | 0.05% |
17,390
+2,286
| +15% | +$114K |
|
409
Omega Healthcare
OHI
$14.2B
| $911K | 0.05% |
29,128
-210
| -0.7% | -$6.48K |
|
410
Baidu
BIDU
$30.2B
| $909K | 0.05% |
5,528
+1,237
| +29% | +$211K |
|
411
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.58B
| $909K | 0.05% |
18,594
+6,831
| +58% | +$350K |
|
412
Ventas
VTR
$45.2B
| $906K | 0.05% |
14,487
-1,882
| -11% | -$119K |
|
413
Medtronic
MDT
$118B
| $905K | 0.05% |
12,701
+361
| +3% | +$28.4K |
|
414
CSX Corp
CSX
$88.7B
| $904K | 0.05% |
75,450
-8,223
| -10% | -$92.2K |
|
415
TJX Companies
TJX
$135B
| $904K | 0.05% |
24,060
-556
| -2% | -$21K |
|
416
Lumen
LUMN
$6.88B
| $903K | 0.05% |
37,957
+576
| +2% | +$14.6K |
|
|
MPT
417
Medical Properties Trust
MPT
$2.02B
| $901K | 0.05% |
73,255
+1,744
| +2% | +$22.6K |
|
418
iShares US Healthcare ETF
IYH
$3.65B
| $899K | 0.05% |
31,170
+425
| +1% | +$12.3K |
|
419
HCA Healthcare
HCA
$93.2B
| $897K | 0.05% |
12,117
+2,305
| +23% | +$173K |
|
420
iShares Global Materials ETF
MXI
$388M
| $894K | 0.05% |
16,310
+10,998
| +207% | +$596K |
|
421
iShares 3-7 Year Treasury Bond ETF
IEI
$17.2B
| $880K | 0.04% |
7,179
-10,949
| -60% | -$1.36M |
|
422
Packaging Corp of America
PKG
$20.6B
| $879K | 0.04% |
10,367
-6,691
| -39% | -$561K |
|
423
Salesforce
CRM
$206B
| $878K | 0.04% |
12,824
+7,749
| +153% | +$562K |
|
|
ZTR
424
Virtus Total Return Fund
ZTR
$316M
| $878K | 0.04% |
72,921
+11,247
| +18% | +$130K |
|
|
RMT
425
Royce Micro-Cap Trust
RMT
$724M
| $877K | 0.04% |
107,482
+21,177
| +25% | +$166K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.