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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NRF
401
DELISTED
NorthStar Realty Finance Corp.
NRF
| $870K | 0.05% |
66,022
-28,423
| -30% | -$367K |
|
402
Vanguard Russell 1000 Growth ETF
VONG
$45.1B
| $867K | 0.05% |
32,472
+2,600
| +9% | +$69.3K |
|
|
VAR
403
DELISTED
Varian Medical Systems, Inc.
VAR
| $865K | 0.05% |
9,909
-2,293
| -19% | -$187K |
|
|
PPL
404
PPL Corp
PPL
$25.1B
| $860K | 0.05% |
24,889
+11,116
| +81% | +$400K |
|
|
MCRO
405
DELISTED
IQ Hedge Macro Tracker
MCRO
| $860K | 0.05% |
34,102
-2,187
| -6% | -$54.7K |
|
406
Paychex
PAYX
$41.6B
| $859K | 0.05% |
14,852
+221
| +2% | +$13.3K |
|
407
Cognizant
CTSH
$27.9B
| $855K | 0.05% |
17,923
-3,687
| -17% | -$210K |
|
408
American Electric Power
AEP
$65.7B
| $852K | 0.05% |
13,266
+340
| +3% | +$22.9K |
|
409
Exelon
EXC
$43.7B
| $852K | 0.05% |
35,869
-6,806
| -16% | -$171K |
|
410
CSX Corp
CSX
$88.7B
| $851K | 0.05% |
83,673
-2,757
| -3% | -$26.1K |
|
411
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
| $850K | 0.05% |
+16,817
| New | +$843K |
|
412
Nuveen California Quality Municipal Income Fund
NAC
$1.69B
| $846K | 0.04% |
51,461
+13,076
| +34% | +$219K |
|
413
United States Oil Fund
USO
$2.27B
| $845K | 0.04% |
9,668
+136
| +1% | +$11.4K |
|
414
Vanguard Energy ETF
VDE
$10.9B
| $842K | 0.04% |
8,622
+899
| +12% | +$85.4K |
|
415
WisdomTree US LargeCap Dividend Fund
DLN
$6.2B
| $836K | 0.04% |
21,718
-1,352
| -6% | -$52.2K |
|
|
NUVA
416
DELISTED
NuVasive, Inc.
NUVA
| $833K | 0.04% |
12,498
+3,279
| +36% | +$209K |
|
417
BCE
BCE
$21B
| $830K | 0.04% |
17,977
+4,178
| +30% | +$198K |
|
|
AHRT
418
AH Realty Trust
AHRT
$467M
| $820K | 0.04% |
61,158
+22,508
| +58% | +$315K |
|
419
Thor Industries
THO
$3.63B
| $812K | 0.04% |
9,585
-15
| -0.2% | -$1.17K |
|
420
Xcel Energy
XEL
$45.4B
| $809K | 0.04% |
19,674
-4,624
| -19% | -$198K |
|
421
Travel + Leisure Co
TNL
$3.95B
| $808K | 0.04% |
26,598
-4,941
| -16% | -$158K |
|
|
ETP
422
DELISTED
Energy Transfer Partners L.p.
ETP
| $807K | 0.04% |
21,822
-935
| -4% | -$36.8K |
|
|
CHI
423
Calamos Convertible Opportunities and Income Fund
CHI
$973M
| $800K | 0.04% |
77,417
+13,236
| +21% | +$137K |
|
424
Corning
GLW
$124B
| $796K | 0.04% |
33,666
-9,286
| -22% | -$207K |
|
425
American Tower
AMT
$82.2B
| $795K | 0.04% |
7,017
-19
| -0.3% | -$2.17K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.