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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Baidu
BIDU
$30.2B
| $825K | 0.05% |
5,975
-1,810
| -23% | -$298K |
|
|
VAR
402
DELISTED
Varian Medical Systems, Inc.
VAR
| $825K | 0.05% |
12,680
-207
| -2% | -$15.1K |
|
403
Vanguard Extended Market ETF
VXF
$30.5B
| $823K | 0.05% |
10,181
+1,963
| +24% | +$174K |
|
|
JWN
404
DELISTED
Nordstrom
JWN
| $822K | 0.05% |
11,432
-324
| -3% | -$24.4K |
|
405
International Paper
IP
$18B
| $819K | 0.05% |
22,541
-5,478
| -20% | -$232K |
|
406
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
| $817K | 0.04% |
18,136
-764
| -4% | -$35.7K |
|
407
Vanguard Long-Term Bond ETF
BLV
$5.63B
| $814K | 0.04% |
9,162
+4,095
| +81% | +$364K |
|
|
RMT
408
Royce Micro-Cap Trust
RMT
$724M
| $804K | 0.04% |
104,589
+20,122
| +24% | +$171K |
|
409
Goodyear
GT
$1.49B
| $797K | 0.04% |
27,087
+2,911
| +12% | +$87.4K |
|
410
iShares MSCI Switzerland ETF
EWL
$2.3B
| $795K | 0.04% |
26,321
-1,117
| -4% | -$36.4K |
|
|
ATAXZ
411
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $793K | 0.04% |
152,157
-7,934
| -5% | -$41.4K |
|
412
Genuine Parts
GPC
$18B
| $792K | 0.04% |
9,572
-1,280
| -12% | -$110K |
|
413
iShares North American Natural Resources ETF
IGE
$783M
| $789K | 0.04% |
27,355
-13,177
| -33% | -$424K |
|
414
Seagate
STX
$178B
| $786K | 0.04% |
17,621
-1,048
| -6% | -$50.7K |
|
415
Cheniere Energy
CQP
$31.8B
| $782K | 0.04% |
29,691
+2,897
| +11% | +$84.8K |
|
|
EEP
416
DELISTED
Enbridge Energy Partners
EEP
| $782K | 0.04% |
31,723
-1,174
| -4% | -$33.7K |
|
|
WWAV
417
DELISTED
The WhiteWave Foods Company
WWAV
| $779K | 0.04% |
19,399
+13,677
| +239% | +$653K |
|
|
BCPC
418
Balchem Corp
BCPC
$5.34B
| $775K | 0.04% |
12,730
+161
| +1% | +$9.32K |
|
419
Nuveen California Quality Municipal Income Fund
NAC
$1.69B
| $774K | 0.04% |
51,836
+9,447
| +22% | +$138K |
|
420
O'Reilly Automotive
ORLY
$67.7B
| $774K | 0.04% |
45,990
+10,380
| +29% | +$168K |
|
421
Eastman Chemical
EMN
$7.44B
| $769K | 0.04% |
11,764
-431
| -4% | -$31.8K |
|
422
TJX Companies
TJX
$135B
| $766K | 0.04% |
21,350
+1,374
| +7% | +$48.2K |
|
423
Dentsply Sirona
XRAY
$2.02B
| $765K | 0.04% |
15,112
+71
| +0.5% | +$3.78K |
|
424
Public Service Enterprise Group
PEG
$35.1B
| $764K | 0.04% |
18,163
+2,728
| +18% | +$111K |
|
425
iShares Core MSCI EAFE ETF
IEFA
$192B
| $759K | 0.04% |
14,379
-124,397
| -90% | -$7.05M |
|
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CT
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.