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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAI icon
401
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.33B
$688K 0.06%
17,777
+1,500
+9% +$53.6K
WWAV
402
DELISTED
The WhiteWave Foods Company
WWAV
$685K 0.05%
+30,033
New +$624K
SCZ icon
403
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.9B
$682K 0.05%
13,273
+129
+1% +$6.4K
XLP icon
404
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$682K 0.05%
15,837
+171
+1% +$7.21K
CLB icon
405
Core Laboratories
CLB
$525M
$680K 0.05%
3,552
-66
-2% -$12.3K
IEI icon
406
iShares 3-7 Year Treasury Bond ETF
IEI
$17.2B
$679K 0.05%
5,660
-196,588
-97% -$23.8M
AMAT icon
407
Applied Materials
AMAT
$330B
$677K 0.05%
38,252
-275
-0.7% -$4.79K
VDE icon
408
Vanguard Energy ETF
VDE
$10.9B
$677K 0.05%
5,351
-26,376
-83% -$3.28M
HUM icon
409
Humana
HUM
$46.2B
$668K 0.05%
6,446
-195
-3% -$19.1K
SABA
410
Saba Capital Income & Opportunities Fund II
SABA
$214M
$661K 0.05%
41,476
-129,399
-76% -$2.11M
NVO
411
Novo Nordisk
NVO
$184B
$659K 0.05%
35,160
-850
-2% -$14.8K
TIF
412
DELISTED
Tiffany & Co.
TIF
$656K 0.05%
+7,048
New +$585K
IYC icon
413
iShares US Consumer Discretionary ETF
IYC
$1.14B
$651K 0.05%
21,532
+2,984
+16% +$86.5K
PSX icon
414
Phillips 66
PSX
$106B
$648K 0.05%
8,358
-474
-5% -$31.6K
VOE icon
415
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
$642K 0.05%
8,014
-408
-5% -$31.5K
ROST icon
416
Ross Stores
ROST
$71.8B
$641K 0.05%
17,142
+382
+2% +$14.3K
BFH icon
417
Bread Financial
BFH
$4.14B
$634K 0.05%
3,001
+55
+2% +$10.5K
PBE icon
418
Invesco Biotechnology & Genome ETF
PBE
$407M
$632K 0.05%
+17,038
New +$611K
POM
419
DELISTED
PEPCO HOLDINGS, INC.
POM
$631K 0.05%
32,636
+698
+2% +$13.2K
ELD icon
420
WisdomTree Emerging Markets Local Debt Fund
ELD
$140M
$629K 0.05%
13,801
-138,647
-91% -$6.53M
FXG icon
421
First Trust Consumer Staples AlphaDEX Fund
FXG
$219M
$629K 0.05%
17,665
+2,857
+19% +$98.9K
BTA
422
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$627K 0.05%
61,605
+902
+1% +$9.25K
CAG icon
423
Conagra Brands
CAG
$7.29B
$627K 0.05%
23,874
+3,057
+15% +$76.4K
AEP icon
424
American Electric Power
AEP
$65.7B
$624K 0.05%
13,226
-169
-1% -$7.8K
EWJ icon
425
iShares MSCI Japan ETF
EWJ
$23.3B
$624K 0.05%
13,181
-14,746
-53% -$703K
15 16
17
18 19

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.