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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
iShares US Medical Devices ETF
IHI
$3.27B
| $1.05M | 0.05% |
27,900
-46,878
| -63% | -$1.97M |
|
377
Vanguard Energy ETF
VDE
$10.9B
| $1.05M | 0.05% |
27,374
+5,059
| +23% | +$321K |
|
378
NYLIM Merger Arbitrage ETF
MNA
$261M
| $1.04M | 0.04% |
34,563
-505
| -1% | -$16.3K |
|
379
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $1.04M | 0.04% |
14,041
-8,250
| -37% | -$670K |
|
380
Healthpeak Properties
DOC
$14B
| $1.04M | 0.04% |
43,518
-93
| -0.2% | -$3.03K |
|
381
Invesco Ultra Short Duration ETF
GSY
$3.93B
| $1.04M | 0.04% |
21,055
-4,173
| -17% | -$209K |
|
382
Intuitive Surgical
ISRG
$135B
| $1.03M | 0.04% |
6,222
+69
| +1% | +$12.6K |
|
|
ATAXZ
383
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $1.03M | 0.04% |
196,063
-9,418
| -5% | -$49.3K |
|
384
FedEx
FDX
$71.4B
| $1.02M | 0.04% |
8,382
-1,694
| -17% | -$238K |
|
385
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.92B
| $1.01M | 0.04% |
15,884
+2,333
| +17% | +$156K |
|
386
iShares US Aerospace & Defense ETF
ITA
$12.7B
| $1.01M | 0.04% |
13,994
-24,808
| -64% | -$2.54M |
|
387
T-Mobile US
TMUS
$189B
| $1.01M | 0.04% |
11,997
+767
| +7% | +$64.9K |
|
388
Invesco DB Commodity Index Tracking Fund
DBC
$1.96B
| $1M | 0.04% |
89,373
-5,945
| -6% | -$83.1K |
|
389
Diageo
DEO
$48.3B
| $1M | 0.04% |
7,866
+1,101
| +16% | +$165K |
|
390
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
| $1M | 0.04% |
31,938
-2,375
| -7% | -$98.9K |
|
391
First Trust Emerging Markets AlphaDEX Fund
FEM
$809M
| $998K | 0.04% |
56,710
+17,133
| +43% | +$403K |
|
392
Baidu
BIDU
$30.2B
| $981K | 0.04% |
9,732
-1,786
| -16% | -$218K |
|
393
WisdomTree US LargeCap Fund
EPS
$1.63B
| $981K | 0.04% |
+34,907
| New | +$1.19M |
|
|
HDV
394
iShares Core High Dividend ETF
HDV
$15.3B
| $978K | 0.04% |
68,325
-18,980
| -22% | -$335K |
|
|
FLOW
395
DELISTED
SPX FLOW, Inc.
FLOW
| $976K | 0.04% |
34,339
+16,050
| +88% | +$612K |
|
396
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
| $975K | 0.04% |
22,285
-226
| -1% | -$11.6K |
|
397
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
| $969K | 0.04% |
9,789
+1,602
| +20% | +$162K |
|
398
Dollar General
DG
$27.1B
| $967K | 0.04% |
6,401
+777
| +14% | +$120K |
|
399
The Kraft Heinz Company
KHC
$29.3B
| $961K | 0.04% |
38,830
+6,070
| +19% | +$167K |
|
400
Valero Energy
VLO
$116B
| $961K | 0.04% |
21,180
-4,142
| -16% | -$301K |
|
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TI
VIM
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CT
CAW
First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.