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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
| $1.43M | 0.05% |
12,573
+322
| +3% | +$36.4K |
|
377
FNB Corp
FNB
$6.37B
| $1.43M | 0.05% |
112,570
-1,545
| -1% | -$18.9K |
|
378
Verisk Analytics
VRSK
$23.7B
| $1.43M | 0.05% |
9,552
+2,173
| +29% | +$322K |
|
379
Dow Inc
DOW
$21.7B
| $1.42M | 0.05% |
26,150
-1,458
| -5% | -$75.3K |
|
380
Stock Yards Bancorp
SYBT
$2.46B
| $1.42M | 0.05% |
34,625
-1,500
| -4% | -$59.5K |
|
381
Invesco S&P SmallCap Information Technology ETF
PSCT
$480M
| $1.41M | 0.05% |
+44,058
| New | +$1.34M |
|
|
TVIX
382
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
| $1.41M | 0.05% |
27,520
+8,410
| +44% | +$721K |
|
383
Novartis
NVS
$264B
| $1.38M | 0.05% |
14,625
-464
| -3% | -$41.6K |
|
384
Invesco S&P MidCap Momentum ETF
XMMO
$7B
| $1.38M | 0.05% |
22,585
+11,430
| +102% | +$678K |
|
|
XYZ
385
Block Inc
XYZ
$46B
| $1.37M | 0.05% |
21,694
-1,964
| -8% | -$126K |
|
386
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.33B
| $1.36M | 0.05% |
31,590
+6,588
| +26% | +$273K |
|
387
Berkshire Hathaway Class A
BRK.A
$1.11T
| $1.36M | 0.05% |
4
-1
| -20% | -$326K |
|
|
388
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.95B
| $1.36M | 0.05% |
44,160
-236,306
| -84% | -$7.26M |
|
389
WisdomTree US Total Dividend Fund
DTD
$1.62B
| $1.34M | 0.05% |
25,328
+10,520
| +71% | +$535K |
|
390
Delta Air Lines
DAL
$51.2B
| $1.34M | 0.05% |
22,802
+600
| +3% | +$33.7K |
|
|
RGT
391
Royce Global Value Trust
RGT
$93.5M
| $1.34M | 0.05% |
117,464
-4,316
| -4% | -$46.4K |
|
392
AGF US Market Neutral Anti-Beta Fund
BTAL
$313M
| $1.33M | 0.04% |
+60,067
| New | +$1.39M |
|
393
Vanguard FTSE Europe ETF
VGK
$30B
| $1.33M | 0.04% |
22,593
+691
| +3% | +$38.6K |
|
394
Xcel Energy
XEL
$45.4B
| $1.32M | 0.04% |
20,837
-29
| -0.1% | -$1.81K |
|
395
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.3B
| $1.32M | 0.04% |
32,075
+19,797
| +161% | +$806K |
|
396
eBay
EBAY
$48.6B
| $1.32M | 0.04% |
36,374
+4,071
| +13% | +$147K |
|
397
Annaly Capital Management
NLY
$16B
| $1.31M | 0.04% |
34,909
-6,512
| -16% | -$237K |
|
398
Welltower
WELL
$169B
| $1.31M | 0.04% |
16,024
-4,260
| -21% | -$365K |
|
399
iShares MSCI Switzerland ETF
EWL
$2.3B
| $1.31M | 0.04% |
32,268
-4,036
| -11% | -$156K |
|
|
AIV
400
Aimco
AIV
$327M
| $1.29M | 0.04% |
188,136
+128,532
| +216% | +$908K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.