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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
iShares US Healthcare ETF
IYH
$3.65B
| $1.44M | 0.05% |
38,020
-3,225
| -8% | -$124K |
|
377
Exelon
EXC
$43.7B
| $1.41M | 0.05% |
40,894
-3,388
| -8% | -$114K |
|
378
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF
QARP
$77.3M
| $1.41M | 0.05% |
50,887
-754
| -1% | -$20.6K |
|
|
ATVI
379
DELISTED
Activision Blizzard
ATVI
| $1.4M | 0.05% |
26,394
-760
| -3% | -$37.9K |
|
380
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
| $1.4M | 0.05% |
12,251
+102
| +0.8% | +$11.6K |
|
381
Cigna
CI
$74.1B
| $1.39M | 0.05% |
9,178
+3,508
| +62% | +$571K |
|
382
Invesco Ultra Short Duration ETF
GSY
$3.93B
| $1.39M | 0.05% |
27,518
+929
| +3% | +$46.8K |
|
383
Enterprise Products Partners
EPD
$82.3B
| $1.38M | 0.05% |
48,338
-282
| -0.6% | -$8.21K |
|
384
General Dynamics
GD
$97.4B
| $1.38M | 0.05% |
7,556
-782
| -9% | -$145K |
|
385
iShares MSCI Switzerland ETF
EWL
$2.3B
| $1.37M | 0.05% |
36,304
-3,839
| -10% | -$143K |
|
386
iShares 3-7 Year Treasury Bond ETF
IEI
$17.2B
| $1.36M | 0.05% |
10,759
+6,064
| +129% | +$766K |
|
387
First Trust Technology AlphaDEX Fund
FXL
$2.71B
| $1.36M | 0.05% |
20,817
+1,334
| +7% | +$89.9K |
|
388
Xcel Energy
XEL
$45.4B
| $1.35M | 0.05% |
20,866
-416
| -2% | -$25.9K |
|
|
CN
389
DELISTED
Xtrackers MSCI All China Equity ETF
CN
| $1.35M | 0.05% |
42,637
+630
| +1% | +$20.5K |
|
390
Baidu
BIDU
$30.2B
| $1.35M | 0.05% |
13,201
-3,186
| -19% | -$342K |
|
391
Accenture
ACN
$116B
| $1.34M | 0.05% |
6,931
-410
| -6% | -$79.3K |
|
|
WRK
392
DELISTED
WestRock Company
WRK
| $1.34M | 0.05% |
36,356
-649
| -2% | -$23.2K |
|
|
JPHF
393
DELISTED
JPMorgan Diversified Alternatives ETF
JPHF
| $1.33M | 0.05% |
53,002
+633
| +1% | +$15.5K |
|
394
Stock Yards Bancorp
SYBT
$2.46B
| $1.32M | 0.05% |
36,125
| – | – |
|
395
Dow Inc
DOW
$21.7B
| $1.32M | 0.05% |
27,608
-5,028
| -15% | -$235K |
|
396
FNB Corp
FNB
$6.37B
| $1.32M | 0.05% |
114,115
-2,081
| -2% | -$23.5K |
|
|
PPL
397
PPL Corp
PPL
$25.1B
| $1.32M | 0.05% |
42,156
+3,489
| +9% | +$105K |
|
398
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.28B
| $1.31M | 0.05% |
+44,994
| New | +$1.32M |
|
399
Novartis
NVS
$264B
| $1.31M | 0.05% |
15,089
-1,889
| -11% | -$170K |
|
400
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.2B
| $1.3M | 0.05% |
+36,523
| New | +$1.28M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.