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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Lowe's Companies
LOW
$109B
| $1.02M | 0.05% |
14,317
-1,243
| -8% | -$87.9K |
|
|
EEP
377
DELISTED
Enbridge Energy Partners
EEP
| $1.01M | 0.05% |
39,789
+25,086
| +171% | +$611K |
|
378
First Trust Senior Loan Fund ETF
FTSL
$2.43B
| $1.01M | 0.05% |
20,832
+8,491
| +69% | +$411K |
|
|
JPS
379
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $1.01M | 0.05% |
108,539
+11,931
| +12% | +$108K |
|
380
Elbit Systems
ESLT
$34.6B
| $1M | 0.05% |
9,853
-174
| -2% | -$17.4K |
|
381
Freeport-McMoran
FCX
$99.4B
| $1M | 0.05% |
75,852
-41,460
| -35% | -$530K |
|
382
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
| $1M | 0.05% |
22,635
+221
| +1% | +$9.8K |
|
|
FUND
383
Sprott Focus Trust
FUND
$301M
| $999K | 0.05% |
143,934
+17,145
| +14% | +$117K |
|
384
American Airlines Group
AAL
$8.41B
| $992K | 0.05% |
21,237
-3,415
| -14% | -$149K |
|
385
iShares US Utilities ETF
IDU
$1.25B
| $988K | 0.05% |
16,222
+992
| +7% | +$59.4K |
|
386
Accenture
ACN
$116B
| $985K | 0.05% |
8,412
+560
| +7% | +$66.5K |
|
387
Analog Devices
ADI
$175B
| $985K | 0.05% |
13,565
+3,592
| +36% | +$244K |
|
388
Under Armour
UAA
$2.15B
| $985K | 0.05% |
33,890
+8,636
| +34% | +$283K |
|
389
Corning
GLW
$124B
| $983K | 0.05% |
40,497
+6,831
| +20% | +$162K |
|
390
Invesco S&P MidCap 400 Pure Value ETF
RFV
$331M
| $981K | 0.05% |
+15,896
| New | +$929K |
|
391
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.82B
| $981K | 0.05% |
10,983
-21,644
| -66% | -$1.96M |
|
|
FTR
392
DELISTED
Frontier Communications Corp.
FTR
| $980K | 0.05% |
19,326
-3,133
| -14% | -$172K |
|
393
Ross Stores
ROST
$71.8B
| $979K | 0.05% |
14,922
+149
| +1% | +$9.75K |
|
|
AHRT
394
AH Realty Trust
AHRT
$467M
| $978K | 0.05% |
67,130
+5,972
| +10% | +$82.9K |
|
395
Invesco FTSE RAFI US 1000 ETF
PRF
$9.93B
| $974K | 0.05% |
48,935
-350
| -0.7% | -$6.72K |
|
396
M&T Bank
MTB
$32.6B
| $970K | 0.05% |
6,199
+1,416
| +30% | +$192K |
|
397
WisdomTree Managed Futures Strategy Fund
WTMF
$269M
| $970K | 0.05% |
23,384
-3,249
| -12% | -$135K |
|
|
VAR
398
DELISTED
Varian Medical Systems, Inc.
VAR
| $970K | 0.05% |
12,317
+2,408
| +24% | +$195K |
|
399
Exelon
EXC
$43.7B
| $969K | 0.05% |
38,286
+2,417
| +7% | +$57.3K |
|
400
Delta Air Lines
DAL
$51.2B
| $961K | 0.05% |
19,546
-3,480
| -15% | -$159K |
|
Similar funds
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.