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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RAI
376
DELISTED
Reynolds American Inc
RAI
| $938K | 0.05% |
19,884
-1,387
| -7% | -$69.6K |
|
377
Diageo
DEO
$48.3B
| $937K | 0.05% |
8,078
-285
| -3% | -$32.6K |
|
378
Goodyear
GT
$1.49B
| $935K | 0.05% |
28,959
+2,181
| +8% | +$63.4K |
|
379
BlackRock Corporate High Yield Fund
HYT
$1.56B
| $934K | 0.05% |
86,295
+25,754
| +43% | +$277K |
|
380
iShares US Utilities ETF
IDU
$1.25B
| $933K | 0.05% |
15,230
-1,156
| -7% | -$73.3K |
|
|
JPS
381
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $926K | 0.05% |
96,608
+19,121
| +25% | +$182K |
|
382
iShares US Healthcare ETF
IYH
$3.65B
| $924K | 0.05% |
30,745
+90
| +0.3% | +$2.75K |
|
|
SIR
383
DELISTED
SELECT INCOME REIT
SIR
| $924K | 0.05% |
78,123
+5,305
| +7% | +$63.1K |
|
|
HBI
384
DELISTED
Hanesbrands
HBI
| $923K | 0.05% |
36,571
+18,100
| +98% | +$477K |
|
385
Invesco FTSE RAFI US 1000 ETF
PRF
$9.93B
| $923K | 0.05% |
49,285
-2,020
| -4% | -$37.6K |
|
386
TJX Companies
TJX
$135B
| $920K | 0.05% |
24,616
-2,506
| -9% | -$98K |
|
387
Seagate
STX
$178B
| $914K | 0.05% |
23,711
+5,607
| +31% | +$182K |
|
388
DTE Energy
DTE
$27.2B
| $912K | 0.05% |
11,446
+6,603
| +136% | +$538K |
|
389
Affiliated Managers Group
AMG
$8.87B
| $911K | 0.05% |
6,293
+3,394
| +117% | +$486K |
|
390
Delta Air Lines
DAL
$51.2B
| $906K | 0.05% |
23,026
+8,612
| +60% | +$326K |
|
391
Prudential Financial
PRU
$40.4B
| $906K | 0.05% |
11,099
-159
| -1% | -$12.2K |
|
392
Tyson Foods
TSN
$18.3B
| $904K | 0.05% |
12,107
-452
| -4% | -$33.1K |
|
393
American Airlines Group
AAL
$8.41B
| $902K | 0.05% |
24,652
-3,347
| -12% | -$118K |
|
394
NextEra Energy
NEE
$168B
| $886K | 0.05% |
28,960
-3,132
| -10% | -$98.7K |
|
395
Skyworks Solutions
SWKS
$12.9B
| $882K | 0.05% |
11,590
+487
| +4% | +$34K |
|
|
DFS
396
DELISTED
Discover Financial Services
DFS
| $880K | 0.05% |
15,557
-847
| -5% | -$48.5K |
|
397
iShares Floating Rate Bond ETF
FLOT
$10.8B
| $877K | 0.05% |
+17,289
| New | +$876K |
|
|
FUND
398
Sprott Focus Trust
FUND
$301M
| $875K | 0.05% |
126,789
+29,421
| +30% | +$201K |
|
399
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.3B
| $874K | 0.05% |
30,299
-3,123
| -9% | -$89.7K |
|
400
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.3B
| $870K | 0.05% |
24,908
-20,353
| -45% | -$710K |
|
Similar funds
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FS
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TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.