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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Raymond James Financial
RJF
$31.7B
| $912K | 0.05% |
27,500
+1,907
| +7% | +$70.7K |
|
377
iShares Global Healthcare ETF
IXJ
$4.19B
| $911K | 0.05% |
18,480
+9,394
| +103% | +$507K |
|
|
RAI
378
DELISTED
Reynolds American Inc
RAI
| $896K | 0.05% |
20,114
-486
| -2% | -$20.2K |
|
|
CMCSK
379
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
| $896K | 0.05% |
15,648
-8,161
| -34% | -$467K |
|
380
Cummins
CMI
$72.6B
| $894K | 0.05% |
8,299
-4,717
| -36% | -$583K |
|
381
BlackRock Corporate High Yield Fund
HYT
$1.56B
| $893K | 0.05% |
90,234
+18,646
| +26% | +$192K |
|
382
Lowe's Companies
LOW
$109B
| $890K | 0.05% |
12,879
+1,216
| +10% | +$83.6K |
|
|
UN
383
DELISTED
Unilever NV New York Registry Shares
UN
| $890K | 0.05% |
22,024
-3,356
| -13% | -$141K |
|
384
Automatic Data Processing
ADP
$109B
| $887K | 0.05% |
10,959
-919
| -8% | -$73.6K |
|
385
PACCAR
PCAR
$62.2B
| $886K | 0.05% |
25,292
+13,718
| +119% | +$556K |
|
386
Diageo
DEO
$48.3B
| $880K | 0.05% |
8,119
-347
| -4% | -$38.5K |
|
387
Eaton
ETN
$155B
| $879K | 0.05% |
17,159
-1,080
| -6% | -$63.8K |
|
388
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$332M
| $879K | 0.05% |
35,700
+10,100
| +39% | +$266K |
|
|
ETV
389
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
| $877K | 0.05% |
61,847
+20,480
| +50% | +$302K |
|
390
Unilever
UL
$134B
| $877K | 0.05% |
19,179
+2,421
| +14% | +$116K |
|
391
Sanofi
SNY
$102B
| $876K | 0.05% |
18,651
-6,205
| -25% | -$316K |
|
392
Ventas
VTR
$45.2B
| $872K | 0.05% |
15,499
+2,560
| +20% | +$168K |
|
393
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.63B
| $860K | 0.05% |
40,228
-1,603
| -4% | -$37.3K |
|
394
Dollar Tree
DLTR
$21.1B
| $857K | 0.05% |
12,861
+900
| +8% | +$67.6K |
|
395
Applied Materials
AMAT
$330B
| $850K | 0.05% |
58,440
+1,802
| +3% | +$30.1K |
|
396
VanEck Emerging Markets High Yield Bond ETF
HYEM
$519M
| $844K | 0.05% |
37,409
-2,723
| -7% | -$63.6K |
|
397
PENN Entertainment
PENN
$2.37B
| $843K | 0.05% |
50,331
+860
| +2% | +$15.7K |
|
398
Corning
GLW
$124B
| $838K | 0.05% |
49,182
+6,467
| +15% | +$116K |
|
399
Hartford Financial Services
HIG
$36.6B
| $835K | 0.05% |
18,381
+3,571
| +24% | +$165K |
|
400
Occidental Petroleum
OXY
$59.3B
| $831K | 0.05% |
12,577
+947
| +8% | +$66.1K |
|
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.