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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
National Grid
NGG
$76.4B
| $749K | 0.06% |
11,897
-320
| -3% | -$19.2K |
|
377
Goldman Sachs
GS
$273B
| $746K | 0.06% |
4,181
+245
| +6% | +$40.4K |
|
378
MetLife
MET
$61.8B
| $739K | 0.06% |
15,264
-23,205
| -60% | -$1.04M |
|
379
VanEck IG Floating Rate ETF
FLTR
$3.22B
| $737K | 0.06% |
29,506
+6,500
| +28% | +$162K |
|
380
Dentsply Sirona
XRAY
$2.02B
| $735K | 0.06% |
15,173
-17
| -0.1% | -$796 |
|
|
NTX
381
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
| $735K | 0.06% |
57,109
-3,716
| -6% | -$48.7K |
|
|
DFS
382
DELISTED
Discover Financial Services
DFS
| $730K | 0.06% |
13,013
-125
| -1% | -$6.55K |
|
|
TWO
383
DELISTED
Two Harbors Investment
TWO
| $726K | 0.06% |
9,703
-862
| -8% | -$64.6K |
|
384
Energy Transfer Partners
ET
$72.7B
| $724K | 0.06% |
35,552
+500
| +1% | +$9K |
|
385
iShares MSCI BIC ETF
BKF
$72.2M
| $723K | 0.06% |
+19,194
| New | +$731K |
|
386
eBay
EBAY
$48.6B
| $723K | 0.06% |
32,228
-606
| -2% | -$13.4K |
|
387
Vanguard Consumer Staples ETF
VDC
$7.71B
| $721K | 0.06% |
6,518
+2,057
| +46% | +$225K |
|
388
KKR & Co
KKR
$86.9B
| $719K | 0.06% |
29,798
-5,565
| -16% | -$128K |
|
389
Vanguard Total Bond Market
BND
$161B
| $710K | 0.06% |
8,870
-4,500
| -34% | -$363K |
|
390
BlackRock MuniYield Quality Fund
MQY
$744M
| $709K | 0.06% |
50,329
-302
| -0.6% | -$4.15K |
|
|
PHK
391
PIMCO High Income Fund
PHK
$809M
| $706K | 0.06% |
60,563
-1,504
| -2% | -$17.8K |
|
392
Nuveen Municipal Value Fund
NUV
$1.79B
| $704K | 0.06% |
77,766
+18,000
| +30% | +$161K |
|
393
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
| $703K | 0.06% |
28,389
-2,290
| -7% | -$56.1K |
|
394
iShares Russell Mid-Cap Value ETF
IWS
$15B
| $702K | 0.06% |
10,731
-56,287
| -84% | -$3.58M |
|
|
MFA
395
MFA Financial
MFA
$854M
| $702K | 0.06% |
24,999
+190
| +0.8% | +$5.57K |
|
|
PDM
396
Piedmont Realty Trust
PDM
$1.17B
| $700K | 0.06% |
42,422
-9,598
| -18% | -$166K |
|
397
iShares MSCI Hong Kong ETF
EWH
$1.15B
| $699K | 0.06% |
34,057
-121,391
| -78% | -$2.48M |
|
|
DTV
398
DELISTED
DIRECTV COM STK (DE)
DTV
| $698K | 0.06% |
10,139
+768
| +8% | +$49.1K |
|
|
SPN
399
DELISTED
Superior Energy Services, Inc.
SPN
| $697K | 0.06% |
2,617
-8
| -0.3% | -$2.09K |
|
|
MUE
400
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $695K | 0.06% |
57,518
-4,000
| -7% | -$48.5K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.